Financial Sector Stocks in the S&P 500 Index

S&P 500

Financial Sector Stocks in the S&P 500 Index

The companies on this list are financial sector companies in the S&P 500 index. Additional S&P 500 companies can be located in our S&P 500 section.

Select the company’s link to access charts, news links and company website and social media information.

Asset Management  

Affiliated Managers Group, Inc. (AMG)

Ameriprise Financial Services, Inc. (AMP)

Bank of New York Mellon Corporation (The) (BK)

BlackRock, Inc. (BLK)

Franklin Resources, Inc. (BEN)

Goldman Sachs Group, Inc. (The) (GS)

Invesco Plc. (IVZ)

Legg Mason, Inc. (LM)

Morgan Stanley (MS)

T Rowe Price Group, Inc. (TROW)

The Charles Schwab Corporation (SCHW)



Bank of America Corporation (BAC) (Approximately 4,800 banking locations throughout the United States and has operations in over 40 countries)

BB&T Corporation (BBT) (Operates approximately 2200 financial centers throughout approximately 15 states and Washington, D.C.; subsidiaries include Branch Bank)

Citigroup Inc. (C)  (Operates over 3,000 U.S. and international braches)

Citizens Financial Group, Inc. (CFG) (Holding company for Citizen Bank, N.A. and Citizens Bank of Pennsylvania; New England, Midwest and Mid-Atlantic regions)

Comerica Incorporated (CMA) (Holding company for Comerica Bank; branches in Texas, Michigan, California, Arizona and Florida)

Fifth Third Bancorp (FITB) (Holding company for Fifth Third Bank; approximately 1,300 banking locations in the Midwestern and Southeastern U.S.)

Huntington Bancshares Incorporated (HBAN) (Holding company for The Huntington National Bank; branches in Ohio, Michigan, Indiana, Kentucky Pennsylvania and West Virginia)

J P Morgan Chase & Co (JPM) (Operates approximately 5,600 banking branches and is one of the largest credit card issuers in the United States)

KeyCorp (KEY) (Holding company for KeyBank; operates approximately 1,000 branches in 12 states)

M&T Bank Corporation (MTB) (Operates more than 650 branches in New York, Delaware, Maryland, Pennsylvania, Virginia, Washington, D.C. and West Virginia)

Northern Trust Corporation (NTRS) (Operations in approximately 19 states and Washington, D.C. as well as approximately 20 international locations)

PNC Financial Services Group, Inc. (PNC) (Holding company for PNC Bank; approximately 2,600 branches in 19 states and Washington, D.C)

People’s United Financial, Inc. (PBCT) (Holding company for People’s United Bank)

Regions Financial Corporation (RF) (Holding company for Regions Bank; approximately 1,650 banking locations in 16 states)

State Street Corporation (STT) (Holding company for State Street Bank and Trust Company; investment management, investment servicing, investment research and trading)

SunTrust Banks, Inc. (STI) (Holding company for SunTrust Bank; approximately 1,450 branches in the Mid-Atlantic and southeast regions of the United States)

U.S. Bancorp (USB) (Holding company for U.S. Bank; approximately 3,150 banking branches in 25 states)

Wells Fargo & Company (WFC) (Banking, insurance and financial services; approximately 8,700 locations with offices in 36 countries)

Zions Bancorporation (ZION) (Holding company for Zion’s Bank; branches throughout the western region of the United States)


E*TRADE Financial Corporation (ETFC) (Online brokerage services)

Consumer Finance

American Express Company (AXP)

Capital One Financial Corporation (COF) (One of the largest issuers of MasterCard and Visa credit cards in the U.S.; branches primarily in Louisiana, Maryland, New Jersey, New York, Texas, Virginia and Washington, D.C.)

Discover Financial Services (DFS)

Navient Corporation (NAVI) (Loan services and asset recovery)

Synchrony Financial (SYF) (Private label credit cards)


Berkshire Hathaway Inc. (BRK.B) (Insurance, railroads, utilities, energy, aviation training, jewelry stores, building products, news services, retail)

Leucadia National Corporation (LUK) (Diversified holding company: markets include asset management, investment banking, capital markets, beef processing, manufacturing and real estate)



Intercontinental Exchange Inc. (ICE) (New York Stock Exchange, Ice Futures Exchange)

The NASDAQ OMX Group, Inc. (NDAQ) (NASDAQ and numerous NASDAQ branded exchanges)

Financial News, Research and Data

Moody’s Corporation (MCO) (Analysis, data, credit ratings, research and tools)

S&P Global Inc. (SPGI) (Leading benchmarks & ratings, analytics, data and research)


Aflac Incorporated (AFL) (Supplemental Health and Life)

Allstate Corporation (The) (ALL) (Auto, home, life and retirement products)

American International Group, Inc. (AIG) (Property casualty insurance, life insurance, mortgage insurance and a range of retirement products)

Aon Plc. (AON) (Insurance and reinsurance brokerage services)

Arthur J. Gallagher & Co. (AJG) (Property/casualty insurance and risk management programs)

Assurant, Inc. (AIZ) (Specialty insurance products)

Chubb Limited (CB) (Insurance: Property and casualty products for both commercial entities and individuals)

Cincinnati Financial Corporation (CINF) (Property and casualty insurance covering businesses, homes and autos)

Hartford Financial Services Group, Inc. (The) (HIG) (Property and casualty insurance, group benefits and mutual funds)

Lincoln National Corporation (LNC) (Annuities, dental insurance, group protection, life insurance and retirement plan services)

Loews Corporation (L) (Diversified company: Commercial property and casualty insurance, natural gas pipelines, offshore drilling services and luxury hotels)

Marsh & McLennan Companies, Inc. (MMC) (Insurance: Diversified risk, insurance and professional services firm)

MetLife, Inc. (MET) (Annuities, employee benefits, life insurance and asset management services)

Principal Financial Group Inc. (PFG) (Group disability, life, vision and dental insurance; retirement products)

Progressive Corporation (The) (PGR) (One of the largest auto insurance companies in the United States)

Prudential Financial, Inc. (PRU) (Life insurance, retirement products and asset management services)

Torchmark Corporation (TMK) (Insurance: Life and supplemental health insurance)

The Travelers Companies, Inc. (TRV) (Auto, home and business insurance products)

Unum Group (UNM) (Insurance: Disability, life, accident and critical illness coverage)

Willis Towers Watson plc (WLTW) (Insurance: United Kingdom: insurance and reinsurance broker)

XL Group plc (XL) (Insurance: Ireland: property and casualty and specialty products)

Healthcare Stocks in the S&P 500 Index

Healthcare Stocks

Healthcare Stocks in the S&P 500 Index

The companies on this list are healthcare companies in the S&P 500 index. Additional S&P 500 companies can be located in our S&P 500 section.

Select the company’s link to access charts, news links and company website and social media information.

Animal Health

IDEXX Laboratories, Inc. (IDXX) (Diagnostic and information technology-based solutions)

Zoetis Inc. (ZTS) (Animal health medicines and vaccines, diagnostic products and genetic tests)

Biotech and Biopharmaceutical Companies

AbbVie Inc. (ABBV) (Biopharmaceutical company: immunology, kidney disease, liver disease, neuroscience, oncology, women’s health)

Alexion Pharmaceuticals, Inc. (ALXN) (Biopharmaceutical company: nocturnal hemoglobinuria, atypical hemolytic uremic syndrome, hypophosphatasia, Lysosomal Acid Lipase Deficiency)

Amgen Inc. (AMGN) (Therapeutics: cardiovascular, inflammation, oncology, biosimilars)

Biogen Inc. (BIIB) (Biopharmaceutical company: therapies for immunology, hematology, multiple sclerosis, neurology)

Bristol-Myers Squibb Company (BMY) (Biopharmaceutical company: cancer, cardiovascular disease, hepatitis B and hepatitis C, HIV/AIDS, rheumatoid arthritis)

Celgene Corporation (CELG) (Biopharmaceutical company: cancer and immune-inflammatory related diseases)

Gilead Sciences, Inc. (GILD) (Biopharmaceutical company: cardiovascular, human immunodeficiency virus (HIV), liver diseases, oncology and inflammation, respiratory)

Incyte Corporation (INCY) (Biopharmaceutical company: small molecule drugs; oncology and inflammation)

Mallinckrodt Plc. (MNK) (Biopharmaceutical company: ADHD, autoimmune, central nervous system disorders, pain, rare diseases; medical imaging: contrast media and delivery systems, radiopharmaceuticals)

Regeneron Pharmaceuticals, Inc. (REGN) (Biopharmaceutical company: Antibody technologies; cardiovascular, diabetes, eye diseases, infectious diseases, inflammation, oncology, pain)

Vertex Pharmaceuticals Incorporated (VRTX) (Cystic fibrosis; additional ongoing research programs aimed at other serious and life-threatening diseases)



Quest Diagnostics Inc. (DGX) (Diagnostic testing services, diagnostic products, clinical trials testing, healthcare IT and wellness and risk management services)


AmerisourceBergen Corporation (ABC) (Pharmaceutical sourcing and distribution)

Cardinal Health, Inc. (CAH) (Drug and healthcare product distribution, consumer healthcare products, direct-to-home medical supplies distributor)

Henry Schein, Inc. (HSIC) (Health care products and services for animal health, dental and medical practitioner markets)

McKesson Corporation (MCK) (Pharmaceutical distributor; software; automation technology; business services and consulting; Health Mart retail pharmacy franchises)

Patterson Companies, Inc. (PDCO) (Specialty distributor: dental and veterinary)

Healthcare Facilities

DaVita Inc. (DVA) (Kidney dialysis services, operator of medical groups and physician networks)

Envision Healthcare Corporation, Inc. (EVHC) (Medical transportation services; ambulatory surgery center management, facility-based physician services)

HCA Holdings, Inc. (HCA) (Hospitals and surgery centers)

Laboratory Corporation of America Holdings (LH) (Independent clinical laboratory)

Universal Health Services, Inc. (UHS) (Acute care hospitals, behavioral health facilities, ambulatory centers)

Health Insurance

Aetna Inc. (AET) (Behavioral health, dental, disability, group life, medical and pharmacy)

Anthem, Inc. (ANTM) (Health care plans)

Centene Corporation (CNC) (Governmental programs for uninsured and under-insured)

Cigna Corporation (CI) (Behavioral, dental, group disability, group life and pharmacy)

Humana Inc. (HUM) (Group health, Medicare plans and supplemental insurance)

UnitedHealth Group Incorporated (UNH) (Health benefits and services)

Medical Devices 

Agilent Technologies, Inc. (A) (Provides equipment, services, consumables and software to laboratories)

Baxter International Inc. (BAX) (Renal and hospital products)

Becton, Dickinson and Company (BDX) (Injection and infusion-based drug delivery devices; diagnostic and research tools; products for the collection and transport of diagnostics specimens; areas of focus include anesthesiology, respiratory care, cellular research, diagnosis of infectious diseases and cancers, management of diabetes)

Boston Scientific Corporation (BSX) (Products used to diagnose or treat: areas of focus include digestive, heart, pulmonary, urological, vascular, women’s health)

C.R. Bard, Inc. (BCR) (Oncology, surgical specialty, urology and vascular products)

Cooper Companies, Inc. (The) (COO) (Medical devices and equipment: Soft contact lens, medical devices and procedure-based products used in the women’s healthcare market)

Danaher Corporation (DHR) (Diversified Conglomerate: Environmental, dental, diagnostics, life sciences, industrial technologies, test & measurement)

Dentsply Sirona Inc. (XRAY)  (Dental products, consumable healthcare products)

Edwards Lifesciences Corporation (EW) (Heart valves and hemodynamic monitoring)

Hologic, Inc. (HOLX) (Diagnostic products, medical imaging systems and surgical products; primary business units focus on breast health, diagnostics, GYN surgical and skeletal health)

Illumina, Inc. (ILMN) (Genetic analysis tools, consumables and integrated systems)

Intuitive Surgical, Inc. (ISRG) (Robotic-assisted minimally invasive surgery technologies)

Medtronic, Inc. (MDT) (Cardiac, diabetes, general surgical products, nervous system, spinal and musculoskeletal, surgical technologies, vascular)

PerkinElmer, Inc. (PKI) (Medical devices and equipment: Electronic laboratory notebook and software, neonatal and newborn screening, cancer treatment, environmental)

Stryker Corporation (SYK) (Medical and surgical tools and equipment; reconstructive: hips, knees, foot, ankle, trauma, sports medicine; neurotechnology; spine)

Varian Medical Systems, Inc. (VAR) (Medical devices and equipment: Oncology treatment systems and software, X-ray products)

Zimmer Biomet, Inc. (ZBH) (Dental implants; orthopaedic reconstructive products; spine products; sports medicine and trauma products; surgical products)

Medical Software

Cerner Corporation (CERN) (Software: Healthcare information technology: cloud-based platform; clinical, financial and management information systems)


Abbott Laboratories (ABT) (Nutritional products; medical devices, diagnostics, pharmaceuticals: generic pharmaceuticals gastroenterology products, therapeutic nutrition for dialysis patients, women’s health products, cardiovascular and metabolic, pain and nervous system, respiratory drugs, vaccines; vascular products)

Allergan plc (AGN) (Generics, biosimilars, dermatology and aesthetics, central nervous system, eye care, women’s health and urology, GI and cystic fibrosis, cardiovascular and infectious disease)

Eli Lilly and Company (LLY) (Animal health, cardiovascular, critical care, diabetes, men’s health, musculoskeletal, neuroscience, oncology)

Johnson & Johnson (JNJ) (Consumer health products: baby care, skin care, oral care, wound care and women’s health care; Medical devices: diabetes care, diagnostics, orthopaedics, neurological disease, vision care, infection prevention, cardiovascular disease and aesthetics; Pharmaceutical: cardiovascular and metabolic diseases, immunology, infectious diseases, neuroscience, oncology)

Merck & Company, Inc. (MRK) (Pharmaceuticals: cardiovascular, diabetes, general medicine, immunology, infectious diseases, oncology, respiratory, women’s health; Vaccines, Animal Health Products)

Mylan Inc. (MYL) (Generic, branded generic and specialty pharmaceuticals)

Perrigo Company (PRGO) (Ireland: generic over-the-counter, prescription pharmaceuticals, nutritional products, active pharmaceutical ingredients)

Pfizer, Inc. (PFE) (Consumer healthcare products; vaccines; oncology; examples of medicines include treatments for the following areas: cardiovascular/metabolic, inflammation, neuroscience, pain, rare diseases, women’s/men’s health)

Pharmacy Benefit Management

Express Scripts Holding Company (ESRX) (Pharmacy benefit management company: formulary management programs, retail drug card programs, home delivery services)      

Scientific and Technical Instruments

Mettler-Toledo International, Inc. (MTD) (Precision instruments used in laboratories and industrial and food retailing markets)

Thermo Fisher Scientific Inc. (TMO) (Analytical instruments, lab equipment and specialty diagnostics)

Waters Corporation (WAT) (Analytical technologies including liquid chromatography, mass spectrometry and thermal analysis)

List of Companies in the S&P 500

S&P 500

The S&P 500 Index is comprised of 500 of the largest U.S. companies and is considered a benchmark for not only the large-cap segment of the U.S. equities market but the broad U.S. market as well.  Constituents of the S&P 500 must meet certain market capitalization, listing, liquidity and float requirements.

Other popular indices investors use to gauge the strength of the U.S. market include:

The Dow 30


Russell 1000

Russell 2000 (Mid and Small Cap Stocks)

A full list of S&P companies organized by sector can be found below.

Consumer Discretionary Stocks

S&P 500 Consumer Discretionary Stocks

Apparel and Shoes

Coach, Inc. (COH)

Fossil Group, Inc. (FOSL)

Gap, Inc. (The) (GPS)

Hanesbrands Inc. (HBI)

L Brands, Inc. (LB)

Michael Kors Holdings Limited (KORS)

Nike, Inc. (NKE)

Nordstrom, Inc. (JWN)

PVH Corp. (PVH)

Ralph Lauren Corporation (RL)

Ross Stores, Inc. (ROST)

TJX Companies, Inc. (The) (TJX)

Under Armour, Inc. (UA)

Urban Outfitters, Inc. (URBN)

V.F. Corporation (VFC)

Automobiles and Vehicles

AutoNation, Inc. (AN)

AutoZone, Inc. (AZO)

BorgWarner Inc. (BWA)

CarMax Inc. (KMX)

Delphi Automotive Plc. (DLPH)

Ford Motor Company (F)

General Motors Company (GM)

Genuine Parts Company (GPC)

Garmin Ltd. (GRMN)

Harley-Davidson, Inc. (HOG)

Harman International Industries, Incorporated (HAR)

O’Reilly Automotive, Inc. (ORLY)

The Goodyear Tire & Rubber Company (GT)



Starbucks Corporation (SBUX)

Business Services

Interpublic Group of Companies, Inc. (The) (IPG)

Omnicom Group Inc. (OMC)

S&P 500 Consumer Discretionary Stocks

Cable and Satellite

Cablevision Systems Corporation (CVC)

Comcast Corporation (CMCSA)


Time Warner Cable Inc. (TWC)


Wynn Resorts, Limited (WYNN)

Digital Marketplace, Inc. (AMZN)

Fast Food and Restaurants

McDonald’s Corporation (MCD)

Yum! Brands, Inc. (YUM)

Home Improvement and Furnishings

Home Depot, Inc. (The) (HD)

Leggett & Platt, Inc. (LEG)

Lowe’s Companies, Inc. (LOW)

Mohawk Industries Inc. (MHK)

Newell Rubbermaid Inc. (NWL)

Hotels and Resorts

Marriott International (MAR)

Starwood Hotels & Resorts Worldwide, Inc. (HOT)

Wyndham Worldwide Corp (WYN)

Media, TV, and Entertainment

CBS Corporation (CBS)

Discovery Communications, Inc. (DISCA)

Discovery Communications, Inc. (DISCK)

Gannett Co., Inc. (GCI)

News Corporation (NWSA)

Netflix, Inc. (NFLX)

Scripps Networks Interactive, Inc. (SNI)

Time Warner Inc. (TWX)

Twenty-First Century Fox, Inc. (FOX)

Viacom Inc. (VIAB)

Walt Disney Company (The) (DIS)

Retail Stores

Bed Bath & Beyond Inc. (BBBY)

Best Buy Co., Inc. (BBY)

Dollar General Corporation (DG)

Dollar Tree, Inc. (DLTR)

Family Dollar Stores, Inc. (FDO)

Gamestop Corporation (GME)

Kohl’s Corporation (KSS)

Macy’s Inc. (M)

Staples, Inc. (SPLS)

Target Corporation (TGT)

Tiffany & Co. (TIF)

Residential Real Estate

D.R. Horton, Inc. (DHI)

Lennar Corporation (LEN)

PulteGroup, Inc. (PHM)


Chipotle Mexican Grill, Inc. (CMG)

Darden Restaurants, Inc. (DRI)

Tax Preparation Companies

H&R Block, Inc. (HRB)


Johnson Controls, Inc. (JCI)

Whirlpool Corporation (WHR)

Toys and Games

Mattel, Inc. (MAT)


Carnival Corporation (CCL)

Expedia, Inc. (EXPE)

Royal Caribbean Cruises Ltd. (RCL)

The Priceline Group Inc. (PCLN)

TripAdvisor, Inc. (TRIP)

Consumer Staples

S&P Consumer Staples Stocks


Archer-Daniels-Midland Company (ADM)

Tractor Supply Company (TSCO)


Brown Forman Corporation (BF.B)

Constellation Brands Inc. (STZ)

Molson Coors Brewing Company (TAP)

Consumer Products

Clorox Company (The) (CLX)

Colgate-Palmolive Company (CL)

Estee Lauder Companies, Inc. (The) (EL)

Kimberly-Clark Corporation (KMB)

Procter & Gamble Company (The) (PG)

S&P Consumer Staples Stocks

Diversified Food Companies

Campbell Soup Company (CPB)

Campbell Soup Company (CPB)

ConAgra Foods, Inc. (CAG)

General Mills, Inc. (GIS)

Hershey Company (The) (HSY)

Hormel Foods Corporation (HRL)

Host Hotels & Resorts, Inc. (HST)

J.M. Smucker Company (The) (SJM)

Kellogg Company (K)

Kraft Foods Group, Inc. (KRFT)

Keurig Green Mountain, Inc. (GMCR)

McCormick & Company, Incorporated (MKC)

Mead Johnson Nutrition Company (MJN)

Mondelez International, Inc. (MDLZ)

Sysco Corporation (SYY)

Tyson Foods, Inc. (TSN)

S&P Consumer Staples Stocks

Drug Stores

CVS Health Corporation (CVS)

Walgreens Boots Alliance, Inc. (WBA)

Grocery Stores

Kroger Company (The) (KR)

Costco Wholesale Corporation (COST)

Wal-Mart Stores, Inc. (WMT)

Whole Foods Market, Inc. (WFM)

Soft Drinks

Coca-Cola Company (The) (KO)

Coca-Cola Enterprises, Inc. (CCE)

Dr. Pepper Snapple Group, Inc. (DPS)

Monster Beverage Corporation (MNST)

Pepsico, Inc. (PEP)


Altria Group (MO)

Lorillard, Inc. (LO)

Philip Morris International Inc. (PM)

Reynolds American Inc. (RAI)


S&P Energy Stocks

Chevron Corporation (CVX)

ConocoPhillips (COP)

Exxon Mobil Corporation (XOM)

Hess Corporation (HES)

Phillips 66 (PSX)

Oil and Gas Exploration and Production

Anadarko Petroleum Corporation (APC)

Apache Corporation (APA)

Cabot Oil & Gas Corporation (COG)

Chesapeake Energy Corporation (CHK)

Cimarex Energy Co. (XEC)

Consol Energy Inc. (CNX)

Devon Energy Corporation (DVN)

EOG Resources, Inc. (EOG)

Marathon Oil Corporation (MRO)

Murphy Oil Corporation (MUR)

Newfield Exploration Company (NFX)

Noble Energy Inc. (NBL)

Occidental Petroleum Corporation (OXY)

Pioneer Natural Resources Company (PXD)

QEP Resources, Inc. (QEP)

Range Resources Corporation (RRC)

Southwestern Energy Company (SWN)

S&P Energy Stocks

Oil and Gas Midstream

EQT Corporation (EQT)

Kinder Morgan, Inc. (KMI)

Marathon Petroleum Corporation (MPC)


Spectra Energy Corp. (SE)

Tesoro Corporation (TSO)

Valero Energy Corporation (VLO)

Williams Companies, Inc. (The) (WMB)

Oil and Gas Products, Equipment, and Services

Baker Hughes Incorporated (BHI)

Cameron International Corporation (CAM)

Diamond Offshore Drilling, Inc. (DO)


FMC Technologies, Inc. (FTI)

Halliburton Company (HAL)

Helmerich & Payne, Inc. (HP)

National Oilwell Varco, Inc. (NOV)

Noble Corporation (NE)

Nucor Corporation (NUE)

Schlumberger N.V. (SLB)

Transocean Ltd. (RIG)

Financial Sector

S&P Financial Stocks     

Berkshire Hathaway Inc. (BRK.B)

Asset Management

Affiliated Managers Group, Inc. (AMG)

Ameriprise Financial Services, Inc. (AMP)

Bank of New York Mellon Corporation (The) (BK)

BlackRock, Inc. (BLK)

Franklin Resources, Inc. (BEN)

Invesco Plc. (IVZ)

Legg Mason, Inc. (LM)

Rowe Price Group, Inc. (TROW)


Bank of America Corporation (BAC)

BB&T Corporation (BBT)

Capital One Financial Corporation (COF)

Citigroup Inc. (C)

Comerica Incorporated (CMA)

Fifth Third Bancorp (FITB)

Hudson City Bancorp, Inc. (HCBK)

Huntington Bancshares Incorporated (HBAN)

J P Morgan Chase & Co (JPM)

KeyCorp (KEY)

M&T Bank Corporation (MTB)

Northern Trust Corporation (NTRS)

People’s United Financial, Inc. (PBCT)

PNC Financial Services Group, Inc. (The) (PNC)

Regions Financial Corporation (RF)

State Street Corporation (STT)

SunTrust Banks, Inc. (STI)

U.S. Bancorp (USB)

Wells Fargo & Company (WFC)

Zions Bancorporation (ZION)

S&P Financial Stocks     


E*TRADE Financial Corporation (ETFC)

Credit Cards

American Express Company (AXP)

Discover Financial Services (DFS)

Mastercard Incorporated (MA)

Visa Inc. (V)


CME Group Inc. (CME)

Intercontinental Exchange Inc. (ICE)

The NASDAQ OMX Group, Inc. (NDAQ)

Financial Services

Dun & Bradstreet Corporation (The) (DNB)

Iron Mountain Incorporated (IRM)

Leucadia National Corporation (LUK)

McGraw Hill Financial, Inc. (MHFI)

Moody’s Corporation (MCO)

Navient Corporation (NAVI)

Western Union Company (The) (WU)


Ace Limited (ACE)

Aflac Incorporated (AFL)

Allstate Corporation (The) (ALL)

American International Group, Inc. (AIG)

Aon Plc. (AON)

Assurant, Inc. (AIZ)

Chubb Corporation (The) (CB)

Cincinnati Financial Corporation (CINF)

Genworth Financial Inc. (GNW)

Hartford Financial Services Group, Inc. (The) (HIG)

Lincoln National Corporation (LNC)

Loews Corporation (L)

Marsh & McLennan Companies, Inc. (MMC)

MetLife, Inc. (MET)

Principal Financial Group Inc. (PFG)

Progressive Corporation (The) (PGR)

Prudential Financial, Inc. (PRU)

The Travelers Companies, Inc. (TRV)

Torchmark Corporation (TMK)

Unum Group (UNM)

XL Group Plc. (XL)

S&P Financial Stocks   

Investment Banks

Goldman Sachs Group, Inc. (The) (GS)

Morgan Stanley (MS)

The Charles Schwab Corporation (SCHW)

Property Management

CBRE Group, Inc. (CBG)


American Tower Corporation (AMT)

Apartment Investment and Management Company (AIV)

AvalonBay Communities, Inc. (AVB)

Boston Properties, Inc. (BXP)

Equity Residential (EQR)

Essex Property Trust, Inc. (ESS)

General Growth Properties, Inc. (GGP)

HCP, Inc. (HCP)

Health Care REIT, Inc. (HCN)

Kimco Realty Corporation (KIM)

Macerich Company (The) (MAC)

Plum Creek Timber Company, Inc. (PCL)

ProLogis, Inc. (PLD)

Public Storage (PSA)

Realty Income Corporation (O)

Simon Property Group, Inc. (SPG)

SL Green Realty Corporation (SLG)

Ventas, Inc. (VTR)

Vornado Realty Trust (VNO)

Weyerhaeuser Company (WY)

Health Care

S&P 500

S&P Health Care Stocks

Biotechnology and Pharmaceutical Companies

Abbott Laboratories (ABT)

AbbVie Inc. (ABBV)

Actavis, Inc. (ACT)

Alexion Pharmaceuticals, Inc. (ALXN)

Amgen Inc. (AMGN)

Biogen Inc. (BIIB)

Bristol-Myers Squibb Company (BMY)

Celgene Corporation (CELG)

Eli Lilly and Company (LLY)

Endo International Plc. (ENDP)

Gilead Sciences, Inc. (GILD)

Hospira Inc. (HSP)

Johnson & Johnson (JNJ)

Mallinckrodt Plc. (MNK)

Merck & Company, Inc. (MRK)

Mylan Inc. (MYL)

Perrigo Company (PRGO)

Pfizer, Inc. (PFE)

Regeneron Pharmaceuticals, Inc. (REGN)

Vertex Pharmaceuticals Incorporated (VRTX)

Zoetis Inc. (ZTS)


Laboratory Corporation of America Holdings (LH)

Quest Diagnostics Inc. (DGX)

S&P Health Care Stocks

Health Care Products and Services

Aetna Inc. (AET)

Agilent Technologies, Inc. (A)

AmerisourceBergen Corporation (Holding Co) (ABC)

Anthem, Inc. (ANTM)

Cardinal Health, Inc. (CAH)

Cerner Corporation (CERN)

Cigna Corporation (CI)

Express Scripts Holding Company (ESRX)

Humana Inc. (HUM)

McKesson Corporation (MCK)

UnitedHealth Group Incorporated (UNH)


HCA Holdings, Inc. (HCA)

Tenet Healthcare Corporation (THC)

Universal Health Services, Inc. (UHS)

Medical Equipment and Device Companies

Baxter International Inc. (BAX)

Becton, Dickinson and Company (BDX)

Boston Scientific Corporation (BSX)

C.R. Bard, Inc. (BCR)

DaVita HealthCare Partners Inc. (DVA)

Dentsply International Inc. (XRAY)

Edwards Lifesciences Corporation (EW)

Henry Schein, Inc. (HSIC)

Intuitive Surgical, Inc. (ISRG)

Medtronic, Inc. (MDT)

Patterson Companies, Inc. (PDCO)

PerkinElmer, Inc. (PKI)

St. Jude Medical, Inc. (STJ)

Stryker Corporation (SYK)

Thermo Fisher Scientific Inc. (TMO)

Varian Medical Systems, Inc. (VAR)

Waters Corporation (WAT)

Zimmer Holdings, Inc. (ZMH)

Industrial Sector

S&P Industrial Stocks


Caterpillar, Inc. (CAT)

Cintas Corporation (CTAS)

Cummins Inc. (CMI)

Deere & Company (DE)

Dover Corporation (DOV)

Eaton Corporation, Plc. (ETN)

Emerson Electric Company (EMR)

Equifax, Inc. (EFX)

Fastenal Company (FAST)

Flowserve Corporation (FLS)

Fluor Corporation (FLR)

General Dynamics Corporation (GD)

General Electric Company (GE)

Honeywell International Inc. (HON)

Illinois Tool Works Inc. (ITW)

Ingersoll-Rand Plc. (IR)

Jacobs Engineering Group Inc. (JEC)

Joy Global Inc. (JOY)

L-3 Communications Holdings, Inc. (LLL)

Lockheed Martin Corporation (LMT)

Masco Corporation (MAS)

Nielsen N.V. (NLSN)

Pall Corporation (PLL)

Parker-Hannifin Corporation (PH)

Pentair Plc. (PNR)

Pitney Bowes Inc. (PBI)

Precision Castparts Corporation (PCP)

Quanta Services, Inc. (PWR)

Raytheon Company (RTN)

Rockwell Automation, Inc. (ROK)

Rockwell Collins, Inc. (COL)

Roper Industries, Inc. (ROP)

Snap-On Incorporated (SNA)

Stanley Black & Decker, Inc. (SWH)

Textron Inc. (TXT)

United Technologies Corporation (UTX)

S&P Industrial Stocks

Airlines and Aircraft

American Airlines Group, Inc. (AAL)

Boeing Company (The) (BA)

Delta Air Lines, Inc. (DAL)

Southwest Airlines Company (LUV)




3M Company (MMM)

Business Services

Danaher Corporation (DHR)

Robert Half International Inc. (RHI)

United Rentals, Inc. (URI)

W.W. Grainger, Inc. (GWW)


CSX Corporation (CSX)

Kansas City Southern (KSU)

Norfolk Southern Corporation (NSC)

Union Pacific Corporation (UNP)

Rental Leasing

Ryder System, Inc. (R)


ADT Corporation (ADT)

Allegion Plc. (ALLE)

Northrop Grumman Corporation (NOC)

Tyco International Plc. (TYC)

Shipping and Logistics

C.H. Robinson Worldwide, Inc. (CHRW)

Expeditors International of Washington, Inc. (EXPD)

FedEx Corporation (FDX)

United Parcel Service, Inc. (UPS)


Xylem Inc. (XYL)

Waste Management

Republic Services, Inc. (RSG)

Stericycle, Inc. (SRCL)

Waste Management, Inc. (WM)

Materials Sector

S&P Material Stocks

Chemicals Products and Services

Airgas, Inc. (ARG)

Air Products and Chemicals, Inc. (APD)

CF Industries Holdings, Inc. (CF)

Dow Chemical Company (The) (DOW)

E.I. du Pont de Nemours and Company (DD)

Eastman Chemical Company (EMN)

FMC Corporation (FMC)

International Flavors & Fragrances, Inc. (IFF)

Lyondell Basell Industries N.V. (LYB)

Monsanto Company (MON)

Mosaic Company (The) (MOS)

Praxair, Inc. (PX)

Sigma-Aldrich Corporation (SIAL)


Martin Marietta Materials, Inc. (MLM)

PPG Industries, Inc. (PPG)

Sherwin-Williams Company (The) (SHW)

Vulcan Materials Company (VMC)

S&P Material Stocks

Metals and Mining

Alcoa Inc. (AA)

Allegheny Technologies Incorporated (ATI)

Freeport-McMoran, Inc. (FCX)

Newmont Mining Corporation (NEM)

Nucor Corporation (NUE)

Packaging and Materials

Avery Dennison Corporation (AVY)

Ball Corporation (BLL)

Meadwestvaco Corporation (MWV)

Owens-Illinois, Inc. (OI)

Sealed Air Corporation (SEE)


International Paper Company (IP)


Ecolab Inc. (ECL)


S&P Technology Stocks

Accenture Plc. (ACN)

Adobe Systems Incorporated (ADBE)

Akamai Technologies, Inc. (AKAM)

Alliance Data Systems Corporation (ADS)

Amphenol Corporation (APH)

Apple Inc. (AAPL)

CA Inc. (CA)

Citrix Systems, Inc. (CTXS)

Cognizant Technology Solutions Corporation (CTSH)

Computer Sciences Corporation (CSC)

Corning Incorporated (GLW)

Electronic Arts Inc. (EA)

eBay Inc. (EBAY)

EMC Corporation (EMC)

Equinix, Inc. (EQIX)

FLIR Systems, Inc. (FLIR)

Google Inc. (GOOG) (Class C)

Google Inc. (GOOGL) (Class A)

Hewlett-Packard Company (HPQ)

International Business Machines Corporation (IBM)

Microsoft Corporation (MSFT)

Motorola Solutions, Inc. (MSI)

NetApp, Inc. (NTAP)

Oracle Corporation (ORCL)


Red Hat, Inc. (RHT) Inc. (CRM)

Seagate Technology (STX)

Symantec Corporation (SYMC)

TE Connectivity Ltd. (TEL)

Teradata Corporation (TDC)

VeriSign, Inc. (VRSN)

Western Digital Corporation (WDC)

Yahoo! Inc. (YHOO)

S&P Technology Stocks

Financial Solutions

Fidelity National Information Services, Inc. (FIS)

Fiserv, Inc. (FISV)

Intuit Inc. (INTU)

Total System Services, Inc. (TSS)


Xerox Corporation (XRX)


Altera Corporation (ALTR)

Analog Devices, Inc. (ADI)

Applied Materials, Inc. (AMAT)

Avago Technologies Limited (AVGO)

Broadcom Corporation (BRCM)

First Solar, Inc. (FSLR)

Intel Corporation (INTC)

KLA-Tencor Corporation (KLAC)

Lam Research Corporation (LRCX)

Linear Technology Corporation (LLTC)

Microchip Technology Incorporated (MCHP)

Micron Technology, Inc. (MU)

NVIDIA Corporation (NVDA)

SanDisk Corporation (SNDK)

Skyworks Solutions, Inc. (SWKS)

Texas Instruments Incorporated (TXN)

Xilinx, Inc. (XLNX)

Social Media

Facebook, Inc. (FB)

Software and Services

Automatic Data Processing, Inc. (ADP)

Autodesk, Inc. (ADSK)

Paychex, Inc. (PAYX)


Cisco Systems, Inc. (CSCO)

F5 Networks, Inc. (FFIV)

Harris Corporation (HRS)

Juniper Networks, Inc. (JNPR)


S&P Telecommunication Stocks

AT&T Inc. (T)

CenturyLink, Inc. (CTL)

Crown Castle International Corporation (CCI)

Frontier Communications Corporation (FTR)

Level 3 Communications, Inc. (LVLT)

Verizon Communications Inc. (VZ)


S &P Utilities Stocks

The AES Corporation (AES)

AGL Resources, Inc. (GAS)

Ameren Corporation (AEE)

American Electric Power Company, Inc. (AEP)

CenterPoint Energy, Inc. (CNP)

CMS Energy Corporation (CMS)

Consolidated Edison Inc. (ED)

Dominion Resources, Inc. (D)

DTE Energy Company (DTE)

Duke Energy Corporation (DUK)

Edison International (EIX)

Entergy Corporation (ETR)

Eversource Energy (ES)

Exelon Corporation (EXC)

FirstEnergy Corporation (FE)

S &P Utilities Stocks

Integrys Energy Group (TEG)

NextEra Energy, Inc. (NEE)

NiSource, Inc. (NI)

NRG Energy, Inc. (NRG)

Pacific Gas & Electric Co. (PCG)

PEPCO Holdings, Inc. (POM)

Pinnacle West Capital Corporation (PNW)

PPL Corporation (PPL)

Public Service Enterprise Group Incorporated (PEG)

Scana Corporation (SCG)

Sempra Energy (SRE)

Southern Company (The) (SO)

TECO Energy, Inc. (TE)

Wisconsin Energy Corporation (WEC)

Xcel Energy Inc. (XEL)

ETFs Focusing on the S&P 500


iPath Long Extended S&P 500 TR Index ETN (SFLA)

iShares Core S&P 500 ETF (IVV)

Guggenheim S&P 500 Equal Weight (RSP)

PowerShares S&P 500 High Quality ETF (SPHQ)


Vanguard S&P 500 ETF (VOO)

Dividend ETFs

PowerShares S&P 500 High Dividend Portfolio (SPHD)

UBS ETRACS Monthly Pay 2x Leveraged S&P Dividend ETN (SDYL)

Growth ETFs

Guggenheim S&P 500 Pure Growth ETF (RPG)

iShares S&P 500 Growth ETF (IVW)

SPDR S&P 500 Growth ETF (SPYG)

Vanguard S&P 500 Growth ETF (VOOG)

Value ETFs

Guggenheim S&P 500 Pure Value ETF (RPV)

iShares S&P 500 Value ETF (IVE)

SPDR S&P 500 Value ETF (SPYV)

Vanguard S&P 500 Value ETF (VOOV)

Leveraged ETFs

Direxion Daily S&P 500 Bull 2X Shares (SPUU)

Direxion Daily S&P 500 Bull 3x Shares (SPXL)

Direxion Daily S&P 500 Bull 1.25X Shares (LLSP)

ProShares Ultra S&P500 (SSO)

ProShares UltraPro S&P 500 (UPRO)

UBS ETRACS Monthly Reset 2xLeveraged S&P 500 Total Return ETN (SPLX)

Short ETFs

Direxion Daily S&P 500 Bear 3X Shares (SPXS)

ProShares Short S&P 500 ETF (SH)

ProShares UltraPro Short S&P 500 (SPXU)

ProShares UltraShort S&P 500 (SDS)

Other S&P ETFs  

AdvisorShares Madrona Domestic ETF (FWDD)

Direxion S&P 500 Volatility Response Shares (VSPY)

PowerShares S&P 500 Low Volatility Portfolio (SPLV)

PowerShares S&P 500 High Beta Portfolio (SPHB)

UBS E-TRACS S&P 500 Gold Hedged Index (SPGH)

UBS ETRACS S&P 500 Veqtor Switch ETN (VQTS)

List of ETF Categories


ETF Lists

With over 1700 ETFs listed on major U.S. exchanges investors have access to an increasing number of investing choices. We have organized these ETFs by categories so our visitors can quickly access charts, information and know what ETFs exist in the areas in which they have interest.

Directly below are links to complete lists of ETFs that are currently listed on U.S. exchanges in the selected category. From these pages you can further access links to individual section pages and individual ETF pages. Alternatively, you can scroll down the page where all of the categories in the broad sections have links in which you can select to view relevant information on the chosen category.


Links to Complete Lists of ETFs Listed on U.S. Exchanges:

U.S. Stocks

Major U.S. Indices ETFs

Large, Mid, and Small-Cap ETFs

U.S. Dividend and Broad Market ETFs

U.S. Sector ETFs

Global Stocks

Emerging Market ETFs

Global Stocks ETFs

Global Regional ETFs

Global Sector ETFs

Individual Country ETFs

Fixed Income ETFs

Global Bond ETFs

U.S. Bond ETFs

Other ETF Categories

Commodity ETFs

Currency ETFs

Mixed Asset ETFs

Strategy ETFs

U.S. Broad Market and Dividend ETFs

Broad Market

U.S. Stocks (Broad Market)

Russell 3000


U.S. Dividend Stocks

ETFs Focusing on Major U.S. Indices

List of ETFs Focusing on the Dow

List of ETFS Focusing on the Nasdaq

List of ETFS Focusing on the Russell 1000

List of ETFs Focusing on the S&P 500

List of ETFs Focusing on the Russell 3000

U.S. Sector ETFs

U.S. Sector Categories

U.S. Aerospace and Defense ETFs

U.S. Bank ETFs

U.S. Biotech ETFs

U.S. Business Development Companies (BDCs) ETFs

U.S. Capital Market ETFs

U.S. Clean Energy ETFs

U.S. Construction Industry

U.S. Consumer Discretionary ETFs

U.S. Consumer Staple ETFs

U.S. Energy ETFs

U.S. Environmental Services ETFs

U.S. Financial Sector ETFs

U.S. Sector Categories

U.S. Food and Beverage ETFs

U.S. Health Care ETFs

U.S. Insurance ETFs

U.S. Industrial ETFs

U.S. Infrastructure ETFs

U.S. Leisure and Entertainment Industry

U.S. Media ETFs

U.S. Mining ETFs


U.S. Material and Natural Resource ETFs

U.S. Natural Gas ETFs

U.S. Sector Categories

U.S. Networking ETFs

U.S. Oil and Gas ETFs

U.S. Pharmaceutical ETFs

U.S. Real Estate ETFs

U.S. Retail ETFs

U.S. Semiconductor ETFs

U.S. Steel Industry ETFs

U.S. Technology ETFs

U.S. Telecommunication ETFs

U.S. Transportation ETFs

U.S. Utility ETFs

Large, Mid, and Small-Cap ETFs Focusing on U.S. Stocks

Small-Cap ETFs

U.S. Small-Cap ETFs

Russell 2000 ETFs

Small-Cap Growth ETFs

Small-Cap Leveraged ETFs

Small-Cap Strategy ETFs

Small-Cap Short ETFs

Small-Cap Value ETFs

Micro-Cap ETFs

Mid-Cap ETFs

U.S. Mid-Cap ETFs

Mid-Cap Dividends ETFs

Mid-Cap Growth ETFs

Mid-Cap Leveraged ETFs

Mid-Cap Short ETFs

Mid-Cap Value ETFs

Mid and Small-Cap ETFs

Large-Cap ETFs

Mega-Cap ETFs

U.S. Large-Cap ETFs

Large-Cap Growth ETFs

Large-Cap Value ETFs

Large-Cap Strategy ETFs

Global Stock ETFs


Global Dividend ETFs

Global Stock ETFs (U.S. Excluded)

Global Stock ETFs (U.S. Included)

Developed Markets ETFs (U.S. Excluded)

Developed Markets ETFs (U.S. Included)

Global Sector ETFs

Global Auto Industry

Global Agriculture Industry

Global Clean Energy Industry

Global Real Estate Companies

Global Metals and Mining Companies

Global Consumer Discretionary Sector

Global Consumer Staples Sector

Global Energy Sector

Global Financial Sector

Global Gaming Industry

Global Gold Mining Companies

Global Health Care Sector

Global Industrial Sector

Global Infrastructure Companies

Global Natural Resource Companies

Global MLPs

Global Silver Mining Companies

Global Shipping Companies

Global Technology Sector

Global Telecommunications Sector

Global Utilities Sector

Global Water Industry

World Country ETFs

ETF Individual Country Categories
















Hong Kong

ETF Individual Country Categories










New Zealand






ETF Individual Country Categories





South Africa

South Korea







United Arab Emirates

United Kingdom


Global Regional ETFs



BRIC Countries

BICK Countries

Eastern Europe


Latin America

Middle East

Nordic Region


Emerging Market ETFs

Emerging Markets ETFs

Frontier Markets ETFs

Emerging Markets Dividends ETFs

Emerging Market Sector ETFs

Emerging Market Short ETFs

Emerging Market Small-Cap ETFs

Emerging Market Leveraged ETFs

Emerging Market Strategy ETFs

U.S. Fixed Income ETFs

U.S. Treasury Bonds

U.S. Treasury Bond ETFs

U.S. Treasury Bonds (Short) ETFs

U.S. Treasury Bonds (Leveraged) ETFs

U.S. Treasury Inflation-Protected Securities (TIPS) ETFs

U.S. Treasury Strategy ETFs

U.S. Corporate Bonds

U.S. Corporate High-Yield Bond ETFs

U.S. Corporate Bond ETFs

U.S. Short-Term Corporate Bond ETFs

U.S. Intermediate Corporate Bond ETFs

U.S. Long-Term Corporate Bond ETFs

U.S. Investment Grade Bond ETFss

U.S. Bonds

U.S. Bond ETFs

Floating Rate Bond ETFs

Government Bond ETFs

Mortgage Backed Security ETFs

Municipal Bond ETFs

Sector Bond ETFs

Senior Loan ETFs

Mixed Asset ETFs

U.S. Mixed Asset ETFs

World Mixed Asset ETFs

Commodity ETFs

Commodity ETFs

Agriculture ETFs

Aluminum ETFs

Copper ETFs

Biofuel ETFs

Carbon ETFs

Coal ETFs

Cocoa ETFs

Coffee ETFs

Corn ETFs

Cotton ETFs

Diesel Heating Oil ETFs

Energy ETFs

Futures ETFs

Gasoline ETFs

Gold ETFs

Grain ETFs

Industrial Metals ETFs

Lead ETFs

Livestock ETFs

Metals ETFs

Natural Gas ETFs

Nickle ETFs

Oil ETFs

Platinum ETFs

Precious Metal ETFs

Silver ETFs

Soft ETFs

Soybean ETFs

Sugar ETFs

Tin ETFs

Wheat ETFs

Strategy ETFs

Global Strategy ETFs

Global Dividend ETFs

Global Large-Cap ETFs

Global Mid and Small-Cap Stocks ETFs

ETFs Focusing on ADRs

Global Strategies ETFs

U.S. Strategy ETFs

Buywrite ETFs


U.S. Dividend ETFs

U.S. Growth ETFs

U.S. Preferred Stock ETFs

U.S. Value Stock ETFS

Volatility ETFs

U.S. Strategy ETFs

Currency ETFs

ETFs Focusing on World Currencies

ETFs Focusing on the Euro

List of ETFs Focusing on the U.S. Dollar

List of ETFs Focusing on the Yen

List of ETFs Focusing on Currency Futures and Strategies

List of ETFs Focusing on China

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List of ETFs Focusing on China Listed on U.S. Exchanges

China has a larger selection of ETFs listed on U.S. exchanges than any other country…and by a wide margin. Here are a few notes regarding these Chinese ETFs:

There are quite a few ETFs focusing on China A-shares which are companies that trade on the Shanghai and Shenzhen stock exchanges. When the ETF has A-shares, it is often included in the name of the ETF as it is quite a selling point as foreign investors cannot directly purchase these shares.
It is very common for many of the broad-based ETFs to be weighted towards the financial sector. This is particularly true for large-cap focused ETFs as many of the largest Chinese companies are within this sector.
We are starting to see a broad representation of sector ETFs focusing on China. In recent years, industry focused ETFs such as the KraneShares CSI China Internet ETF (KCNY), which is comprised of Chinese internet companies, have started to be created. This is a trend that will likely continue in the future.
The small-cap ETFs include between 100 and 500 small-sized companies depending on the ETF.
With regards to short and leveraged ETFs, all of the major daily target levels are represented: -1x, -2x, -3x, 2x and 3x.
If the largest selection of individual country ETFs wasn’t enough, there are also several ETFs weighted towards China that you can find at the bottom of this list. Most of these ETFs are emerging market or regional Asian ETFs.

Select the link to view profiles, charts and news links for the selected ETF.

ETFs Focusing on China

CSOP FTSE China A50 ETF (AFTY) (Large-sized A share companies)

Deutsche X-trackers Harvest MSCI All China Equity ETF (CN) (Large and mid-sized Chinese companies)

Deutsche X-trackers Harvest CSI 300 China A-Shares ETF (ASHR) (The largest and most liquid Chinese companies in the Chinese A-share market)

First Trust China AlphaDEX ETF (FCA) (Chinese companies that meet specific fundamental criteria)

First Trust ISE Chindia Index Fund (FNI) (Companies from China and India that are listed on U.S. exchanges)


Guggenhiem China All-Cap Fund  (YAO) (Companies based in mainland China)

iShares FTSE China ETF (FCHI) (Chinese companies listed on the Hong Kong stock exchange)

iShares FTSE China Large-Cap ETF (FXI) (Focused on large-cap Chinese companies)

iShares MSCI China ETF (MCHI) (Large and mid-sized Chinese companies)

KraneShares Bosera MSCI China A ETF (KBA) (Large and mid-sized Chinese companies listed on the Shanghai and Shenzhen Stock Exchanges)

KraneShares CSI New China ETF (KWEB) (Chinese companies that are part of China’s current Five Year Plan; Financial sector companies are excluded)

Market Vectors China A-Shares ETF (PEK) (Based upon the CSI 300 Index, a benchmark Chinese index)

PowerShares China A-Share Portfolio (CHNA) (SGX FTSE China A50 Futures Contract to provide exposure to the A-share market)

PowerShares Golden Dragon Halter USX China Portfolio (PGJ) (Chinese companies listed on U.S. exchanges)

SPDR S&P China ETF (GXC) (Chinese companies whose shares are available to foreign investors)

Dividend ETFs

WisdomTree China Dividend ex-Financials ETF (CSXE) (Dividend paying Chinese stocks; Financial sector is excluded)

Sector ETFs

Global X China Consumer ETF (CHIQ) (Weighted towards food, beverage & tobacco, retailing and automobile industries)

Global X China Energy Fund (CHIE) (Weighted towards oil & gas)

Global X China Financials ETF (CHIX) (Weighted towards banks)

Global X China Industrials ETF (CHII) (Weighted towards building & construction, machinery & equipment and transportation)

Global X China Materials ETF (CHIM) (Weighted towards metals & mining and chemicals)

Global X China Technology ETF (QQQC)  

Guggenheim China Real Estate ETF (TAO) (Real estate development and management companies; REITs)

Guggenheim China Technology ETF (CQQQ)  

KraneShares CSI China Internet ETF (KCNY) (Chinese internet companies)

Small-Cap ETFs

Deutsche X-Trackers Harvest CSI 500 China-A Shares Small Cap ETF (ASHS)

Guggenheim China Small Cap ETF (HAO)

iShares MSCI China Small-Cap ETF (ECNS)

Market Vectors China AMC SME-ChiNext ETF (CNXT)

Leveraged ETFs

Direxion Daily FTSE China Bull 3X Shares (YINN) (Daily target: 3x)

ProShares Ultra FTSE China 50 (XPP) (Daily target: 2x)

Short ETFs

Direxion Daily FTSE China Bear 3X Shares (YANG) (Daily target: -3x)

ProShares Short FTSE China 50 (YXI) (Daily target: -1x)

ProShares UltraShort FTSE China 25 (FXP) (Daily target: -2x)

ETFs Weighted Towards China

Emerging Markets Internet & Ecommerce ETF (EMQQ)  

First Trust Emerging Markets AlphaDEX ETF (FEM)  

First Trust Emerging Markets Small Cap AlphaDEX ETF (FEMS)  

Market Vectors Solar Energy ETF (KWT) (Weighted towards companies from China and the United States)

iShares Asia 50 ETF (AIA) (Large-cap companies)

iShares Emerging Markets Infrastructure ETF (EMIF) (Transportation infrastructure  and electric utilities)

iShares MSCI All Country Asia ex Japan ETF (AAXJ) (Large and mid-cap companies)


iShares MSCI Emerging Markets Asia ETF (EEMA) (Japan is excluded)

Market Vectors MSCI Emerging Markets Quality Dividend ETF (QDEM)  

PowerShares Emerging Markets Infrastructure Portfolio (PXR)

SPDR MSCI EM 50 ETF (EMFT) (Large-sized companies)


SPDR S&P Emerging Asia Pacific ETF (GMF)  

SPDR S&P Emerging Markets Small Cap ETF (EWX) (Weighted towards Taiwan and China)

List of Micro-Cap Pharmaceutical Stocks

Micro-Cap Pharmaceutical

List of Publicly Traded Micro-Cap Pharmaceutical Companies Listed on Major U.S. Exchanges

This list includes very small-sized pharmaceutical companies with market capitalizations under 300 million dollars. In the world of investing these are referred to as micro-cap stocks. We update this page at the start of every month so it is possible that during the course of a month a company’s market cap might go above 300 million. We have also separated out companies with a market cap less than 50 million dollars and labeled them nano-cap when appropriate.

Additional pharmaceutical companies can be found in the following sections:

Large-Cap Pharmaceuticals  

Mid-Cap Pharmaceuticals

Small-Cap Pharmaceuticals    

Biopharmaceutical companies are generally not included in this list of companies and can be found in our Biotech section. In parentheses you will find a short description or examples of areas of focus listed for the company.

Select the company’s link to view profiles, charts, company website information or news links for the selected company.


Pharmaceuticals: Micro-Cap Stocks

Corium International, Inc. (CORI) (Hypertension; chronic pain; Crest Advanced Seal Whitestrips products which are marketed by Procter & Gamble)

Cumberland Pharmaceuticals Inc. (CPIX) (Acetaminophen poisoning; pain and fever; prescription laxative; hyponatremia; H. pylori and duodenal ulcer disease; kidney failure)

Innocoll AG (INNL) (Ireland: collagen-based products designed for local application or implanted within surgery sites)

Merus Labs International Inc. (MSLI) (Canada: current products have applications in anticoagulant, anti-infective, dry mouth/dry eye, urology and women’s health)

VTV Therapeutics Inc. (VTVT) (IPO in July 2015: Clinical stage pharmaceutical company:  cancer, central nervous system disorders, diabetes and metabolic disorders, inflammation)


Neos Therapeutics, Inc. (NEOS) (IPO in July 2015: Attention deficit hyperactivity disorder)


Neothetics, Inc. (NEOT) (Therapeutics for the aesthetic market; fat reduction and body contouring)

Animal Health

Aratana Therapeutics, Inc. (PETX) (Pet therapeutics company)

Parnell Pharmaceuticals Holdings Ltd (PARN) (Australia: products for companion animals and production animals)

Anti-bodies: Nano-Cap Stocks

Immune Pharmaceuticals Inc. (IMNP) (Antibody therapeutics: inflammatory diseases and cancer)


Oasmia Pharmaceutical AB (OASM) (IPO in October 2015, Sweden: Human and animal oncology)

Cancer: Nano-Cap Stocks

DARA Biosciences, Inc. (DARA) (Medicines to help cancer patients adhere to their therapy and manage side effects arising from their cancer treatments)

Central Nervous System  

Cynapsus Therapeutics Inc. (CYNA) (Specialty pharmaceutical company, Canada: Parkinson’s disease)

Central Nervous System: Nano-Cap Stocks

Alexza Pharmaceuticals, Inc. (ALXA) (Treatment of central nervous system conditions)

Consumer Health: Nano-Cap Stocks

Biostar Pharmaceuticals, Inc. (BSPM) (China: manufacturer of pharmaceutical and health supplement products; over-the-counter medicine for chronic hepatitis B)

ProPhase Labs, Inc. (PRPH) (Over-the-counter cold remedy, consumer health products, natural base health products, supplements, cosmeceuticals)

Diabetes: Nano-Cap Stocks

Biodel Inc. (BIOD) (Endocrine disorders: diabetes and osteoporosis)

Echo Therapeutics, Inc. (ECTE) (Glucose monitoring system; specialty pharmaceuticals)

Drug Delivery

Antares Pharma, Inc. (ATRS) (Self-injection pharmaceutical products; topical gel-based products)

Intellipharmaceutics International Inc. (IPCI) (Canada: controlled-release and targeted-release oral solid dosage drugs)

Oramed Pharmaceuticals Inc. (ORMP) (Israel: platform for oral delivery of drugs)

Drug Delivery: Nano-Cap Stocks

Acura Pharmaceuticals, Inc. (ACUR) (Tamper-resistant products to combat medication abuse)

BioPharmX Corp. (BPMX) (IPO in June 2015: Drug delivery products with pharmaceutical and OTC applications)

SteadyMed Ltd (STDY) (IPO in March 2015: Specialty pharmaceutical company; pump delivery products for injectable drugs)

Zosano Pharma Corporation (ZSAN) (IPO in January 2015: Drug delivery: osteoporosis, hypoglycemia and migraine)


Alimera Sciences, Inc. (ALIM) (Ophthalmic pharmaceuticals)

Ohr Pharmaceuticals, Inc. (OHRP) (Ocular diseases)

Eyes: Nano-Cap Stocks

Eyegate Pharmaceuticals, Inc.  (EYEG) (Specialty pharmaceutical and drug delivery company: therapies and drug delivery technologies)

Fungal Infections

SCYNEXIS, Inc. (SCYX) (Serious and life-threatening invasive fungal infections)

Gastrointestinal: Nano-Cap Stocks

Evoke Pharma, Inc. (EVOK) (Drugs to treat gastrointestinal disorders and diseases)

Ritter Pharmaceuticals Inc. (RTTR) (IPO in June 2015: Specialty pharmaceutical company: gastrointestinal diseases)

Generics: Nano-Cap Stocks

Tianyin Pharmaceutical Co., Inc. (TPI) (China: modernized traditional Chinese medicines and branded generics)


Cardiome Pharma Corporation (CRME) (Canada: heart disease)


Aquinox Pharmaceuticals, Inc. (AQXP) (Canada: Drug candidates to treat inflammation and cancer)

Kidney: Nano-Cap Stocks

NephroGenex, Inc. (NRX) (Diabetic kidney disease)


AcelRx Pharmaceuticals, Inc. (ACRX) (Therapies for the treatment of acute and breakthrough pain)

Aoxing Pharmaceutical Company, Inc. (AXN) (China: narcotics and pain management products)

Egalet Corporation (EGLT) (Medicines for patients with moderate to severe pain)

KemPharm Inc. (KMPH) (IPO in April 2015: Specialty pharmaceutical company: prodrugs that are designed to improve one or more attributes of currently approved drugs; pipeline includes pain, ADHD and CNS indications)

Pernix Therapeutics Holdings, Inc. (PTX) (Specialty, primary care and generic medicines; neurology and pain management)

Pozen, Inc. (POZN) (Aspirin therapies)

Recro Pharma, Inc. (REPH) (Non-opioid therapeutics for the treatment of acute post-operative pain)


Adamis Pharmaceuticals Corporation (ADMP) (Respiratory disease, allergy)

Aradigm Corporation (ARDM) (Severe respiratory disease)

Nivalis Therapeutics Inc. (NVLS) (IPO in June 2015: therapies designed to treat cystic fibrosis)


Cipher Pharmaceuticals Inc. (CPHR) (Canada, specialty pharmaceutical dermatology company)

Dipexium Pharmaceuticals, Inc. (DPRX) (Topical antibiotic peptide used in the treatment of mild and moderate skin and skin structure infections)

Foamix Pharmaceuticals Ltd. (FOMX) (Israel: treatment of moderate-to-severe acne and impetigo)

Skin: Nano-Cap Stocks

Oculus Innovative Sciences, Inc. (OCLS) (Specialty pharmaceuticals: dermatological conditions and advanced tissue care)


Lipocine Inc. (LPCN) (Testosterone replacement)

Women’s Health

Agile Therapeutics, Inc. (AGRX) (Contraceptive products)

Juniper Pharmaceuticals, Inc. (JNP) (Specialty pharmaceutical company: therapeutics that address unmet medical needs)

List of Publicly Traded Industrial Companies

Traded Industrial

Stocks in the Industrial Sector: Major U.S. Exchanges

Here is a little info on each of the sub-industries within this category to help you find trade setups or potential investments in areas that interest you.

Aerospace and Defense: These companies supply the aircraft, combat vehicles, communication systems, defense systems, drones, mission support services, missiles, naval systems, satellites and numerous other items used by both the commercial aviation and defense markets. Some of the largest companies in this section include:

Boeing Company (The) (BA)

General Dynamics Corporation (GD)

Honeywell International Inc. (HON)

Lockheed Martin Corporation (LMT)

Northrop Grumman Corporation (NOC)

Raytheon Company (RTN)

Rockwell Collins, Inc. (COL)

United Technologies (UTX)


Air Freight and Logistics: Large-cap companies in these sections include:

C.H. Robinson Worldwide, Inc. (CHRW)

Expeditors International of Washington, Inc. (EXPD)

FedEx Corporation (FDX)

United Parcel Service, Inc. (UPS)

Airlines: Large-cap companies in this section include:

Alaska Air Group, Inc. (ALK)

American Airlines Group, Inc. (AAL)

Delta Air Lines, Inc. (DAL)

JetBlue Airways Corporation (JBLU)

Southwest Airlines Company (LUV)

United Continental Holdings, Inc. (UAL)

Industrial Conglomerates: These companies are engaged in a number of different activities crossing not only the industrial sector but oftentimes other sectors as well. Some of the largest industrial companies by market cap can be found in this section including:

3M Company (MMM)

Danaher Corporation (DHR)

General Electric Company (GE)

Roper Technologies, Inc. (ROP)

Machinery: The companies in this section manufacture equipment, products, tools and provide services that are used in a wide range of markets. Some of the larger companies in this category include:

Caterpillar, Inc. (CAT)

Cummins Inc. (CMI)

Deere & Company (DE)

Illinois Tool Works Inc. (ITW)

Road and Rail: Included in this section are many large-cap railroads and trucking companies including:

CSX Corporation (CSX)  (Railroad)

J.B. Hunt Transport Services, Inc. (JBHT) (Trucking)

Kansas City Southern (KSU) (Railroad)

Norfolk Southern Corporation (NSC) (Railroad)

Union Pacific Corporation (UNP) (Railroad)


Batteries: The companies in this section manufacture batteries, battery related products and alternative charging systems. Most of the companies in this category are small-cap companies with a few exceptions including Johnson Controls (JCI) and Enersys (ENS).

Cable and Wire: These companies either manufacture or distribute electrical and mechanical wire and cable products.

Components, Materials and Parts: We have three categories fitting this description: industrial, electrical and metals.

Dispensing Equipment: Products can include adhesive dispensing systems, aerosol valves, dispensing pumps, dispensing closures and equipment used to spray fluid and powder materials.

Electrical Equipment: Includes manufacturers of electrical equipment with a wide range of uses. Larger companies include Emerson Electric Company (EMR), Eaton Corporation (ETN) and Rockwell Automation (ROK).

Engines, Generators and Motors: These companies manufacture products which can include diesel engines, electric motors, gasoline engines, industrial engines and natural gas engines.

Filtration Products: Examples of products manufactured by companies in this section include industrial filtration products, water filtration products and filters used in gas and liquid purification.

Fluid Handling: Products manufactured by these companies can include flow meters, level monitors, pipes, pumps, seals, temperature and pressure equipment and valves.

Food Service Equipment: There are a quite a few larger companies in this category including Carlisle Companies (CSL), Dover (DOV), Illinois Tool Works (ITW) and The Middleby Corporation (MIDD). Examples of their products can include catering, beverage dispensing, kitchen, food warming and refrigeration equipment.

Forestry Equipment: Examples of the forestry equipment manufactured include chain saws and related parts, log splitters, wood processing systems and replacement parts.

Heat Exchange and Transfer Equipment: Products manufactured by these companies include air-cooled heat exchangers, heat exchange coils, heat transfer equipment, plate heat exchangers and shell-and-tube heat exchangers.

Industrial Distributors: These companies distribute a wide range of products including fasteners, facility maintenance items, industrial and electronic components, metal products, parts, plastic products, power products, tools and wires and cables.

Industrial Gases: The companies in this section manufacture industrial gases which include carbon dioxide, helium, hydrogen, nitrogen and oxygen.

Magnets: Products manufactured in this category include industrial use magnetic materials, magnetically soft products and permanent magnets.

Manufacturing Services: This is a very large group of companies that provide either devices, equipment, products, software and/ or systems for manufacturing companies or manufacturing services which can include design, engineering and manufacturing.

Measurement and Testing: This section includes companies that create test, measurement and control products.

Safety Products: The companies in this section distribute or manufacture safety products which can include fall protection products, fire equipment, respiratory protection products and gas monitoring equipment.

Thermal Products: Includes companies that manufacture products that provide heart sources to pipes, thermal protection to temperature sensitive fluid applications and thermal insulation.

Valves and Flow Control Products: These companies manufacture valves, pumps and other flow control products used in industries such as chemicals, oil & gas, power generation and water resources.

Welding Equipment: These companies design, develop and manufacture welding equipment.

List of Publicly Traded Mid-Cap Software Companies


List of Publicly Traded Mid-Cap Software Companies Listed on Major U.S. Exchanges

This list is comprised of software companies with a market capitalization of less than ten billion dollars and more than two billion dollars. We update this list at the beginning of each month so it is possible that during the course of the month the stock will move above or below these levels.

Additional software companies can be located through the following links:

Large-Cap Software Companies

Small-Cap Software Companies

Micro-Cap Software Companies

Select the company’s link to view profiles, charts, company website information or news links for the selected company.

Mid-Cap Software Stocks

ServiceNow, Inc. (NOW) (Cloud-based service management solutions with applications in facilities, field service, finance, human resources, IT, legal and marketing)


Cheetah Mobile Inc. (CMCM) (Operates a platform that offers mobile and PC apps)


Atlassian Corporation plc (TEAM) (Team collaboration products/software)

Cybersecurity Companies

FireEye, Inc. (FEYE) (Cybersecurity solutions: virtual machine-based security platform)

NetScout Systems, Inc. (NTCT) (Service assurance and cybersecurity solutions: integrated hardware and software)

Data and Analytics

Fair Isaac Corporation (FICO) (Analytics software company: FICO credit scores)

NICE-Systems Limited (NICE) (Israel, data software: analytics engines, capturing and recording systems, advanced management tools)


Qlik Technologies Inc. (QLIK) (Data discovery platform)

Splunk Inc. (SPLK) (Big data software products: machine-generated data)

Verint Systems Inc. (VRNT) (Actionable intelligence solutions)


2U, Inc. (TWOU) (Provides cloud-based software-as-a-service solutions to colleges and universities)

Electronic Design Automation

Cadence Design Systems, Inc. (CDNS) (Electronic Design Automation (EDA) tools and semiconductor IP)

Mentor Graphics Corporation (MENT) (Electronic design automation: software and hardware design solutions)

Engineering and Manufacturing Software

ANSYS, Inc. (ANSS) (Engineering simulation software)

Aspen Technology, Inc. (AZPN) (Provides software that is designed to optimize process manufacturing)

National Instruments Corporation (NATI) (Software and hardware platform; measurement and control systems used by engineers and scientists)

PTC Inc. (PTC) (Provides software and services for manufacturing organizations; products designed to optimize business functions)

Synopsys, Inc. (SNPS) (Software and hardware used in the creation of integrated circuits and electronics)

Enterprise Information Management

Open Text Corporation (OTEX) (Canada: software products and services: allow organizations to manage information and business content; Enterprise Information Management)

Financial Services Software and IT Services

Jack Henry & Associates, Inc. (JKHY) (Data processing systems and solutions for banks and credit union; specialized products and services to financial institutions)

SS&C Technologies Holdings, Inc. (SSNC) (Provides cloud-based services and software to the financial services industry)

Government and Nonprofit Technology and Services

Blackbaud, Inc. (BLKB) (Software and related services designed for nonprofit organizations)

Tyler Technologies, Inc. (TYL) (Integrated software and technology services developed for the public sector)

Insurance Software

Guidewire Software, Inc. (GWRE) (Builds software products for property and casualty insurers)

Solera Holdings, Inc. (SLH) (Risk and asset management software and services; primary markets include automotive and property)

Logistics and Supply Chain Software

Manhattan Associates, Inc. (MANH) (Software designed to manage supply chains, inventory and omni-channel operations)   

Motor Vehicle Software and Internet

CDK Global, Inc. (CDK) (Information technology and digital marketing products and services for the automotive retail industry)

Mobileye N.V. (MBLY) (Creates software and technologies for camera-based Advanced Driver Assistance Systems)

Medical Software

Allscripts Healthcare Solutions, Inc. (MDRX) (Healthcare information technology: practice management and electronic health records; patient engagement and care coordination; data analytics)

athenahealth, Inc. (ATHN) (Cloud-based business services for medical practices and health systems; examples include clinical, patient, referral and revenue cycle management)

IMS Health Holdings, Inc. (IMS) (Healthcare information and technology services; cloud-based master data management platform)

Inovalon Holdings, Inc. (INOV) (Cloud-based data analytics and data-driven intervention platforms)


F5 Networks, Inc. (FFIV) (Software-defined application services)

Real Estate Software

Black Knight Financial Services, Inc. (BKFS) (IPO in May 2015: Mortgage data platform)

Ellie Mae, Inc. (ELLI) (Provides on-demand software and services for the residential mortgage industry)

Restaurant, Hospitality and Travel Software

Sabre Corporation (SABR) (Software, data, mobile and distribution products and services used by the travel and tourism industry; the company operates in two business segments: Travel Network and Airline and Hospitality Solutions)

Speech and Imaging

Nuance Communications, Inc. (NUAN) (Speech and imaging products for businesses and consumers)

Telecommunications and Broadcasting Software, Equipment and Services

Amdocs Limited (DOX) (Software and services used by the communications, entertainment and media industries)

Transaction Software  

ACI Worldwide, Inc. (ACIW) (Software products and services focused on facilitating electronic payments)

Square, Inc. (SQ) (IPO in November 2015: Electronic payment products and services; Square Reader and Square Register App)

Video and Mobile Games

Momo Inc. (MOMO) (China: Mobile-based social networking platform, mobile games)

Take-Two Interactive Software, Inc. (TTWO) (Brands include BioShock, Borderlands,  Grand Theft Auto, Midnight Club, NBA 2K, Sid Meier’s Civilization, WWE 2K franchise and XCOM)

Workplace and Work Management Software

DST Systems, Inc. (DST) (Software applications: information processing and servicing solutions in areas such as data management, business processing and customer communications)

Netsuite Inc. (N) (Cloud computing business management software suites)

The Ultimate Software Group, Inc. (ULTI) (Cloud-based human capital management (HCM) solutions: human resources, payroll, benefits management)

List of Publicly Traded REITs



Real estate investment trusts (REITs) are popular among many investors due to the fact that REITs must pay out at least 90 percent of the company’s taxable income each year in the form of shareholder dividends. This requirement gets many dividend focused investors excited the first time they hear it. Equally exciting is the broad range of publicly traded REITS available today. With approximately 200 tradable REITs spread across 20 categories, there is plenty to choose from as you look for that next high-yielding investment.

A full list of publicly traded REITs can be found by scrolling down or you can access a list of the REITs in each category by the industry links on this page.

Apartment REITs: These companies own and/or operate multifamily communities with apartments being the most common property type of investment you will find in these companies’ portfolios. Examples of companies in this category include:

AvalonBay Communities, Inc. (AVB)

Equity Residential (EQR)

Essex Property Trust, Inc. (ESS)

Correctional Facility REITs: These companies own correction and detention facilities including jails and state and federal prisons.

Data Center REITs: These REITs own, develop, operate and/or manage data centers. Examples include:

Digital Realty Trust, Inc. (DLR)

Diversified REITs: It is very common for REITs to specialize in a specific field of real estate investing, such as the categories you see of this list. These diversified REITs have portfolios with significant assets in more than one primary real estate area. There are over 25 companies in this category with a nice blend of small, mid and large-cap companies to investigate. Examples of some of the larger companies include:

traded REITs

Duke Realty Corporation (DRE)

Vornado Realty Trust (VNO)

SL Green Realty Corporation (SLG)

Farmland REITs: The basic business model of the farmland REIT is acquiring farmland and leasing it out to farmers.

Government and Defense REITs: These companies lease properties to U.S. federal and state government agencies and/or defense contractors.

Health Care REITs: Examples of the properties these REITs invest in include assisted living facilities, hospitals, independent living facilities, medical offices and skilled nursing facilities. Examples of some of the larger companies include:

HCP, Inc. (HCP)

Ventas, Inc. (VTR)

Welltower, Inc. (HCN)

Hotels: Many of the hotels these REITs own and/or operate fall under well-known hotel brands including Doubletree, Embassy Suites, Fairmont, Holiday Inn, Hilton, Hyatt, Marriott, Sheraton, Starwood, Westin and Wyndham. Examples of companies in this section include Host Hotels & Resorts, Inc. (HST) and RLJ Lodging Trust (RLJ).

Addition non-REIT hotel companies can be found in our hotels and resorts section.

Industrial REITs: These companies own industrial properties such as bulk distribution warehouses and light industrial buildings. Examples of companies in this section include: DCT Industrial Trust Inc. (DCT)  and ProLogis, Inc. (PLD).

Infrastructure REITs: A small, but wide ranging group of infrastructure REITs that own infrastructure assets in the areas of electrical utilities, oil & gas, transportation and renewable energy.

Life Science REITs: A small selection of companies that own build-to-suit campuses, laboratories and office space properties used by companies in the life science industry.

Mall REITs: The REITs in this category own malls including regional and super-regional malls. Many of the companies in this category are either mid or large-cap companies. Examples of companies in this section include:

General Growth Properties, Inc. (GGP)

Macerich Company (The) (MAC)

Simon Property Group, Inc. (SPG)

Manufactured Housing REITs: These REITS own and manage manufactured home, recreational vehicle and/or similar communities. Examples include Equity Lifestyle Properties, Inc. (ELS).

Mortgage REITs: These companies invest in a wide range of mortgage related securities and debt instruments. Examples of some of the larger REITs in this category include American Capital Agency Corp. (AGNC) and Starwood Property Trust, Inc. (STWD).

Office REITs: These REITs invest in office buildings that are used by a wide range of industries. The office category contains one of the larger selections of REITs with mid-cap companies comprising the majority of this list. Examples of companies in this section include:

Boston Properties, Inc. (BXP)

Kilroy Realty Corporation (KRC)

Liberty Property Trust (LPT)

Residential REITs: The companies in this section focus on single-family residential rental homes. Most of the REITs in this section are small or mid-cap companies.

Retail REITs: This section includes a list of companies that focus on freestanding retail properties. This page also includes a list of the mall and shopping center REITs. Examples include:

Federal Realty Investment Trust (FRT)

Realty Income Corporation (O)

Self-Storage REITs: These companies own and operate self-storage facilities. This section is comprised primarily of large and mid-cap companies. Examples include Extra Space Storage Inc. (EXR) and Public Storage (PSA).

Shopping Center REITs: These properties can include community shopping centers, grocery-anchored shopping centers, outlet centers and strip centers. There are quite a few REITs in this category including a mix of large, mid and small-cap companies. Examples of some of the larger companies include:

Brixmor Property Group Inc. (BRX)

DDR Corp. (DDR)

Kimco Realty Corporation (KIM)

Regency Centers Corporation (REG)

Student Housing REITs: These REITs own and manage on-campus and/or off-campus student housing properties. Examples include: American Campus Communities Inc. (ACC)

Timberland REITs: These REITs own and manage timberlands and most of the companies also are engaged in the creation of wood products through manufacturing facilities such as lumber mills and plywood mills.

List of Publicly Traded Small-Cap Software Stocks


List of Publicly Traded Small-Cap Software Companies Listed on Major U.S. Exchanges

This list is comprised of software companies with a market capitalization of less than two billion dollars and more than 300 million dollars. We update this list at the beginning of each month so it is possible that during the course of the month the stock will move above or below these levels.

Additional software companies can be located through the following links:

Large-Cap Software Companies

Mid-Cap Software Companies

Micro-Cap Software Companies

Select the company’s link to view profiles, charts, company website information or news links for the selected company.

Software Companies

Actua Corporation (ACTA) (Multi-vertical cloud technology company: Insurance, wealth management, communications, compliance, healthcare, education)

Formula Systems (1985) Ltd. (FORTY) (Israel: software consulting services; develops proprietary software products; computer-based business solutions)

Progress Software Corporation (PRGS) (Broad portfolio of products)

Xunlei Limited (XNET) (China: internet platform, mobile acceleration software)

Advertising and Marketing

Callidus Software Inc. (CALD) (Cloud-based sales and marketing solutions)

HubSpot, Inc. (HUBS) (Inbound marketing and sales platform)

Marketo, Inc. (MKTO) (Marketing automation software)

Monotype Imaging Holdings Inc. (TYPE) (Branding: type and technology for creative applications and consumer devices;,,, and

The Rubicon Project, Inc. (RUBI) (Automated advertising platform)

TubeMogul, Inc. (TUBE) (Enterprise software company: digital branding)


LogMein, Inc. (LOGM) (Cloud-based service offerings: downloadable mobile and web-based collaboration apps; professional helpdesk solutions; cloud-based platform for the Internet of Things)

Contact Center Software

Five9, Inc. (FIVN) (Provides cloud software for contact centers)

inContact, Inc. (SAAS) (Cloud contact center software)

Interactive Intelligence Group, Inc. (ININ) (On-site and cloud-based contact center software and services)

Customer Service

Zendesk, Inc. (ZEN) (Software-as-a-Service: customer service platform)

Cybersecurity Companies

AVG Technologies N.V. (AVG) (Online security company: cloud-based security and management platforms; consumer and small and medium businesses products)

CyberArk Software Ltd. (CYBR) (Israel, IT security: solutions that protect organization from cyber-attacks; privileged account security solutions)

Imperva, Inc. (IMPV) (Cyber-security products and services: cloud and on-premises products)

IntraLinks Holdings, Inc. (IL) (Software-as-a-service: products designed to secure enterprise content collaboration within and among organizations)

Proofpoint, Inc. (PFPT) (Software-as-a-service provider, cloud-based solutions: incident response, secure communications, social media security, threat protection)

Qualys, Inc. (QLYS) (Cloud security and compliance solutions: products to protect organization’s IT infrastructures and applications)

Rapid7 Inc. (RPD) (IPO in July 2015: Cybersecurity technologies; security data and analytics solutions)

VASCO Data Security International, Inc. (VDSI) (Authentication and digital signature products; security solutions designed to secure and manage access to digital assets and protect transactions)

Data and Analytics

Acxiom Corporation (ACXM) (Enterprise data, analytics and software-as-a-service company)

CommVault Systems, Inc. (CVLT) (Data and information management software; related services)

Hortonworks, Inc. (HDP) (Data management platform)

MicroStrategy Incorporated (MSTR) (Enterprise-ready analytics, mobile and security software platforms)

New Relic, Inc. (NEWR)(Enterprise software for software analytics)

PROS Holdings, Inc. (PRO) (Big data software company)

Tableau Software, Inc. (DATA) (Software products focused on data)

Varonis Systems, Inc. (VRNS) (Software platform: specialize in human-generated data)

Workiva Inc. (WK) (Cloud-based data platform)

Domain Names

Endurance International Group Holdings, Inc. (EIGI) (Cloud-based products and services for small and medium-sized businesses: domains, website builders, web hosting, email, etc.)


Instructure Inc. (INST) (IPO in November 2015: Education and training software)

Engineering and Manufacturing 

QAD Inc. (QADA) (Provides enterprise resource planning software to manufacturing companies)

Email Management  

Mimecast Ltd. (MIME) (IPO in November 2015: Cloud-based email management services)


Rovi Corporation (ROVI) (Digital entertainment technology)    

Financial Services  

Envestnet, Inc. (ENV) (Technology platforms: provides wealth management software and services for financial advisors and financial institutions)

Q2 Holdings, Inc. (QTWO) (Provides cloud-based virtual banking solutions to regional and community financial institutions)


CVENT, Inc. (CVT) (Cloud-based enterprise event management platform designed to be used by event and meeting planners, hotels and venues)

Travelport Worldwide Limited (TVPT) (United Kingdom: travel commerce platform)


Ebix, Inc. (EBIX) (Software and e-commerce solutions for the insurance industry)

Sapiens International Corporation N.V. (SPNS) (Insurance software products)

Legal Industry

EPIQ Systems, Inc. (EPIQ) (Integrated technology solutions for the legal profession)

Logistics and Supply Chain  

Fleetmatics Group Plc. (FLTX) (Software-as-a-service: fleet management solutions)

SPS Commerce, Inc. (SPSC) (Cloud-based supply chain management: retail cloud services platform; retail performance analytics)

The Descartes Systems Group Inc. (DSGX) (Canada, Software-as-a-service: global logistics services)

Medical Software

Castlight Health, Inc. (CSLT) (Cloud-based healthcare software for health care)

Computer Programs and Systems, Inc. (CPSI) (Electronic health record systems; business, consulting and managed IT services; target market includes rural and community hospitals)

Evolent Health, Inc. (EVH) (IPO in June 2015: Integrated healthcare payment and delivery platform)

HealthStream, Inc. (HSTM) (Software-as-a-service; workforce development, training & learning management, simulation-based training programs, performance assessment, credentialing, talent management)

Medidata Solutions, Inc. (MDSO) (Cloud-based solutions for clinical research in life sciences)

Omnicell, Inc. (OMCL) (Automation and business information products: Central pharmacy automation, business analytics, medication management systems, medical administration, medical supply management systems)

Quality Systems, Inc. (QSII) (Computer-based services: practice management, electronic health records, revenue cycle management, connectivity)

Veeva Systems Inc. (VEEV) (Cloud-based software solutions for pharmaceutical and other life sciences companies)

Online File Sharing

Box, Inc. (BOX) (IPO in January 2015: Online file sharing; cloud content management services)

Phone Systems

Ringcentral, Inc. (RNG) (Cloud-based phone systems for businesses)

Real Estate  

AppFolio Inc. (APPF) (IPO in June 2015: Property management software)

RealPage, Inc. (RP) (Creates on-demand software for the rental housing industry)

Textura Corporation (TXTR) (Creates on-demand business collaboration software for the commercial construction industry)

Retail and Ecommerce

Demandware, Inc. (DWRE) (Cloud-based e-commerce software platform)

ScanSource, Inc. (SCSC) (Specialty technology products: point-of-sale, barcode, communications and physical security; applications in the retail industry and other commercial and industrial areas)

Shopify Inc. (SHOP) (IPO in May 2015: software for online stores and retail point-of-sale systems)

Security Holdings, Inc. (ALRM) (IPO in June 2015: Home security software)

Software Development Services

Luxoft Holding, Inc. (LXFT) (Software development services, product engineering and testing, technology consulting: industries served include automotive and transport, energy, financial services, telecommunications and travel and aviation)

Telecommunications and Broadcasting   

BroadSoft, Inc. (BSFT) (Software and services for the telecommunications industry; products enable providers to deliver hosted, cloud-based unified communications over IP networks)

CSG Systems International, Inc. (CSGS) (Communications services and solutions)

Synchronoss Technologies, Inc. (SNCR) (Cloud solutions and software-based activation for communication service providers: backup and sharing service procurement, connectivity management, content synchronization, provisioning, activation)


TiVo Inc. (TIVO) (Television: consumer software and products)

Transaction Software  

Bottomline Technologies, Inc. (EPAY) (Financial oriented operations; software-as-a-Service in addition to software designed to run at the customer’s place of business)


Opower, Inc. (OPWR) (Provides cloud software to the utility industry)

Silver Spring Networks, Inc.  (SSNI)  (Networking platform and solutions provider for smart energy networks)

Video and Mobile Games

Changyou com Ltd. (CYOU) (China: Online games for PCs and mobile devices; MMOGs; an information portal for game players in China)

Glu Mobile Inc. (GLUU) (Free-to-play games: Blood and Glory, Deer Hunter and Gun Bros)

iDreamSky Technology Ltd. (DSKY) (China: mobile games)

KongZhong Corporation (KZ) (China, online and mobile games: World of Tanks, World of Warplanes and World of Warships, Guild Wars 2 and Blitzkrieg 3)


MINDBODY, Inc. (MB) (IPO in June 2015: Cloud-based business management software and payments platform designed for the wellness industry)

Workplace and Work Management  

Benefitfocus, Inc. (BNFT) (Cloud-based benefits software solutions: benefits include core medical, dental, voluntary benefits, wellness programs)

Cornerstone OnDemand, Inc. (CSOD) (Management, training and recruitment software and services)

Paycom Software, Inc. (PAYC) (Software-as-a-service: cloud-based human resources and payroll services)

Paylocity Holding Corporation (PCTY) (Cloud-based payroll and human capital management software; target market is medium-sized organizations)

Pegasystems Inc. (PEGA) (Strategic software applications: customer service, marketing, onboarding, operations, sales)

SciQuest, Inc. (SQI) (Cloud-based business automation software)

ServiceSource International, Inc. (SREV) (Software and services: recurring revenue and customer success management)

Tangoe, Inc. (TNGO) (Software and services for enterprises and service providers: connection lifecycle management)