The companies on this list are financial sector companies in the S&P 500 index. Additional S&P 500 companies can be located in our S&P 500 section.
Select the company’s link to access charts, news links and company website and social media information.
Asset Management
Affiliated Managers Group, Inc. (AMG)
Ameriprise Financial Services, Inc. (AMP)
Bank of New York Mellon Corporation (The) (BK)
BlackRock, Inc. (BLK)
Franklin Resources, Inc. (BEN)
Goldman Sachs Group, Inc. (The) (GS)
Invesco Plc. (IVZ)
Legg Mason, Inc. (LM)
Morgan Stanley (MS)
T Rowe Price Group, Inc. (TROW)
The Charles Schwab Corporation (SCHW)
Banks
Bank of America Corporation (BAC) (Approximately 4,800 banking locations throughout the United States and has operations in over 40 countries)
BB&T Corporation (BBT) (Operates approximately 2200 financial centers throughout approximately 15 states and Washington, D.C.; subsidiaries include Branch Bank)
Citigroup Inc. (C) (Operates over 3,000 U.S. and international braches)
Citizens Financial Group, Inc. (CFG) (Holding company for Citizen Bank, N.A. and Citizens Bank of Pennsylvania; New England, Midwest and Mid-Atlantic regions)
Comerica Incorporated (CMA) (Holding company for Comerica Bank; branches in Texas, Michigan, California, Arizona and Florida)
Fifth Third Bancorp (FITB) (Holding company for Fifth Third Bank; approximately 1,300 banking locations in the Midwestern and Southeastern U.S.)
Huntington Bancshares Incorporated (HBAN) (Holding company for The Huntington National Bank; branches in Ohio, Michigan, Indiana, Kentucky Pennsylvania and West Virginia)
J P Morgan Chase & Co (JPM) (Operates approximately 5,600 banking branches and is one of the largest credit card issuers in the United States)
KeyCorp (KEY) (Holding company for KeyBank; operates approximately 1,000 branches in 12 states)
M&T Bank Corporation (MTB) (Operates more than 650 branches in New York, Delaware, Maryland, Pennsylvania, Virginia, Washington, D.C. and West Virginia)
Northern Trust Corporation (NTRS) (Operations in approximately 19 states and Washington, D.C. as well as approximately 20 international locations)
PNC Financial Services Group, Inc. (PNC) (Holding company for PNC Bank; approximately 2,600 branches in 19 states and Washington, D.C)
People’s United Financial, Inc. (PBCT) (Holding company for People’s United Bank)
Regions Financial Corporation (RF) (Holding company for Regions Bank; approximately 1,650 banking locations in 16 states)
State Street Corporation (STT) (Holding company for State Street Bank and Trust Company; investment management, investment servicing, investment research and trading)
SunTrust Banks, Inc. (STI) (Holding company for SunTrust Bank; approximately 1,450 branches in the Mid-Atlantic and southeast regions of the United States)
U.S. Bancorp (USB) (Holding company for U.S. Bank; approximately 3,150 banking branches in 25 states)
Wells Fargo & Company (WFC) (Banking, insurance and financial services; approximately 8,700 locations with offices in 36 countries)
Zions Bancorporation (ZION) (Holding company for Zion’s Bank; branches throughout the western region of the United States)
Capital One Financial Corporation (COF) (One of the largest issuers of MasterCard and Visa credit cards in the U.S.; branches primarily in Louisiana, Maryland, New Jersey, New York, Texas, Virginia and Washington, D.C.)
Discover Financial Services (DFS)
Navient Corporation (NAVI) (Loan services and asset recovery)
Berkshire Hathaway Inc. (BRK.B) (Insurance, railroads, utilities, energy, aviation training, jewelry stores, building products, news services, retail)
Leucadia National Corporation (LUK) (Diversified holding company: markets include asset management, investment banking, capital markets, beef processing, manufacturing and real estate)
Exchanges
CME Group Inc. (CME) (CBOT, CME, COMEX and NYMEX)
Intercontinental Exchange Inc. (ICE) (New York Stock Exchange, Ice Futures Exchange)
The NASDAQ OMX Group, Inc. (NDAQ) (NASDAQ and numerous NASDAQ branded exchanges)
Financial News, Research and Data
Moody’s Corporation (MCO) (Analysis, data, credit ratings, research and tools)
S&P Global Inc. (SPGI) (Leading benchmarks & ratings, analytics, data and research)
Insurance
Aflac Incorporated (AFL) (Supplemental Health and Life)
Allstate Corporation (The) (ALL) (Auto, home, life and retirement products)
American International Group, Inc. (AIG) (Property casualty insurance, life insurance, mortgage insurance and a range of retirement products)
Aon Plc. (AON) (Insurance and reinsurance brokerage services)
Arthur J. Gallagher & Co. (AJG) (Property/casualty insurance and risk management programs)
Assurant, Inc. (AIZ) (Specialty insurance products)
Chubb Limited (CB) (Insurance: Property and casualty products for both commercial entities and individuals)
Cincinnati Financial Corporation (CINF) (Property and casualty insurance covering businesses, homes and autos)
Hartford Financial Services Group, Inc. (The) (HIG) (Property and casualty insurance, group benefits and mutual funds)
Lincoln National Corporation (LNC) (Annuities, dental insurance, group protection, life insurance and retirement plan services)
Loews Corporation (L) (Diversified company: Commercial property and casualty insurance, natural gas pipelines, offshore drilling services and luxury hotels)
Marsh & McLennan Companies, Inc. (MMC) (Insurance: Diversified risk, insurance and professional services firm)
MetLife, Inc. (MET) (Annuities, employee benefits, life insurance and asset management services)
Principal Financial Group Inc. (PFG) (Group disability, life, vision and dental insurance; retirement products)
Progressive Corporation (The) (PGR) (One of the largest auto insurance companies in the United States)
Prudential Financial, Inc. (PRU) (Life insurance, retirement products and asset management services)
Torchmark Corporation (TMK) (Insurance: Life and supplemental health insurance)
The Travelers Companies, Inc. (TRV) (Auto, home and business insurance products)
Unum Group (UNM) (Insurance: Disability, life, accident and critical illness coverage)
Willis Towers Watson plc (WLTW) (Insurance: United Kingdom: insurance and reinsurance broker)
XL Group plc (XL) (Insurance: Ireland: property and casualty and specialty products)
Amgen Inc. (AMGN) (Therapeutics: cardiovascular, inflammation, oncology, biosimilars)
Biogen Inc. (BIIB) (Biopharmaceutical company: therapies for immunology, hematology, multiple sclerosis, neurology)
Bristol-Myers Squibb Company (BMY) (Biopharmaceutical company: cancer, cardiovascular disease, hepatitis B and hepatitis C, HIV/AIDS, rheumatoid arthritis)
Celgene Corporation (CELG) (Biopharmaceutical company: cancer and immune-inflammatory related diseases)
Gilead Sciences, Inc. (GILD) (Biopharmaceutical company: cardiovascular, human immunodeficiency virus (HIV), liver diseases, oncology and inflammation, respiratory)
Incyte Corporation (INCY) (Biopharmaceutical company: small molecule drugs; oncology and inflammation)
Mallinckrodt Plc. (MNK) (Biopharmaceutical company: ADHD, autoimmune, central nervous system disorders, pain, rare diseases; medical imaging: contrast media and delivery systems, radiopharmaceuticals)
Vertex Pharmaceuticals Incorporated (VRTX) (Cystic fibrosis; additional ongoing research programs aimed at other serious and life-threatening diseases)
Diagnostics
Quest Diagnostics Inc. (DGX) (Diagnostic testing services, diagnostic products, clinical trials testing, healthcare IT and wellness and risk management services)
Distribution
AmerisourceBergen Corporation (ABC) (Pharmaceutical sourcing and distribution)
Cardinal Health, Inc. (CAH) (Drug and healthcare product distribution, consumer healthcare products, direct-to-home medical supplies distributor)
Henry Schein, Inc. (HSIC) (Health care products and services for animal health, dental and medical practitioner markets)
McKesson Corporation (MCK) (Pharmaceutical distributor; software; automation technology; business services and consulting; Health Mart retail pharmacy franchises)
Patterson Companies, Inc. (PDCO) (Specialty distributor: dental and veterinary)
Healthcare Facilities
DaVita Inc. (DVA) (Kidney dialysis services, operator of medical groups and physician networks)
Envision Healthcare Corporation, Inc. (EVHC) (Medical transportation services; ambulatory surgery center management, facility-based physician services)
HCA Holdings, Inc. (HCA) (Hospitals and surgery centers)
Laboratory Corporation of America Holdings (LH) (Independent clinical laboratory)
Universal Health Services, Inc. (UHS) (Acute care hospitals, behavioral health facilities, ambulatory centers)
Health Insurance
Aetna Inc. (AET) (Behavioral health, dental, disability, group life, medical and pharmacy)
Anthem, Inc. (ANTM) (Health care plans)
Centene Corporation (CNC) (Governmental programs for uninsured and under-insured)
Cigna Corporation (CI) (Behavioral, dental, group disability, group life and pharmacy)
Humana Inc. (HUM) (Group health, Medicare plans and supplemental insurance)
UnitedHealth Group Incorporated (UNH) (Health benefits and services)
Medical Devices
Agilent Technologies, Inc. (A) (Provides equipment, services, consumables and software to laboratories)
Baxter International Inc. (BAX) (Renal and hospital products)
Becton, Dickinson and Company (BDX) (Injection and infusion-based drug delivery devices; diagnostic and research tools; products for the collection and transport of diagnostics specimens; areas of focus include anesthesiology, respiratory care, cellular research, diagnosis of infectious diseases and cancers, management of diabetes)
Boston Scientific Corporation (BSX) (Products used to diagnose or treat: areas of focus include digestive, heart, pulmonary, urological, vascular, women’s health)
C.R. Bard, Inc. (BCR) (Oncology, surgical specialty, urology and vascular products)
Cooper Companies, Inc. (The) (COO) (Medical devices and equipment: Soft contact lens, medical devices and procedure-based products used in the women’s healthcare market)
Danaher Corporation (DHR) (Diversified Conglomerate: Environmental, dental, diagnostics, life sciences, industrial technologies, test & measurement)
Dentsply Sirona Inc. (XRAY) (Dental products, consumable healthcare products)
Edwards Lifesciences Corporation (EW) (Heart valves and hemodynamic monitoring)
Hologic, Inc. (HOLX) (Diagnostic products, medical imaging systems and surgical products; primary business units focus on breast health, diagnostics, GYN surgical and skeletal health)
Illumina, Inc. (ILMN) (Genetic analysis tools, consumables and integrated systems)
Intuitive Surgical, Inc. (ISRG) (Robotic-assisted minimally invasive surgery technologies)
Medtronic, Inc. (MDT) (Cardiac, diabetes, general surgical products, nervous system, spinal and musculoskeletal, surgical technologies, vascular)
PerkinElmer, Inc. (PKI) (Medical devices and equipment: Electronic laboratory notebook and software, neonatal and newborn screening, cancer treatment, environmental)
Stryker Corporation (SYK) (Medical and surgical tools and equipment; reconstructive: hips, knees, foot, ankle, trauma, sports medicine; neurotechnology; spine)
Varian Medical Systems, Inc. (VAR) (Medical devices and equipment: Oncology treatment systems and software, X-ray products)
Zimmer Biomet, Inc. (ZBH) (Dental implants; orthopaedic reconstructive products; spine products; sports medicine and trauma products; surgical products)
Medical Software
Cerner Corporation (CERN) (Software: Healthcare information technology: cloud-based platform; clinical, financial and management information systems)
Pharmaceuticals
Abbott Laboratories (ABT) (Nutritional products; medical devices, diagnostics, pharmaceuticals: generic pharmaceuticals gastroenterology products, therapeutic nutrition for dialysis patients, women’s health products, cardiovascular and metabolic, pain and nervous system, respiratory drugs, vaccines; vascular products)
Allergan plc (AGN) (Generics, biosimilars, dermatology and aesthetics, central nervous system, eye care, women’s health and urology, GI and cystic fibrosis, cardiovascular and infectious disease)
Eli Lilly and Company (LLY) (Animal health, cardiovascular, critical care, diabetes, men’s health, musculoskeletal, neuroscience, oncology)
Johnson & Johnson (JNJ) (Consumer health products: baby care, skin care, oral care, wound care and women’s health care; Medical devices: diabetes care, diagnostics, orthopaedics, neurological disease, vision care, infection prevention, cardiovascular disease and aesthetics; Pharmaceutical: cardiovascular and metabolic diseases, immunology, infectious diseases, neuroscience, oncology)
Merck & Company, Inc. (MRK) (Pharmaceuticals: cardiovascular, diabetes, general medicine, immunology, infectious diseases, oncology, respiratory, women’s health; Vaccines, Animal Health Products)
Mylan Inc. (MYL) (Generic, branded generic and specialty pharmaceuticals)
Perrigo Company (PRGO) (Ireland: generic over-the-counter, prescription pharmaceuticals, nutritional products, active pharmaceutical ingredients)
Pfizer, Inc. (PFE) (Consumer healthcare products; vaccines; oncology; examples of medicines include treatments for the following areas: cardiovascular/metabolic, inflammation, neuroscience, pain, rare diseases, women’s/men’s health)
Pharmacy Benefit Management
Express Scripts Holding Company (ESRX) (Pharmacy benefit management company: formulary management programs, retail drug card programs, home delivery services)
Scientific and Technical Instruments
Mettler-Toledo International, Inc. (MTD) (Precision instruments used in laboratories and industrial and food retailing markets)
Thermo Fisher Scientific Inc. (TMO) (Analytical instruments, lab equipment and specialty diagnostics)
Waters Corporation (WAT) (Analytical technologies including liquid chromatography, mass spectrometry and thermal analysis)
The S&P 500 Index is comprised of 500 of the largest U.S. companies and is considered a benchmark for not only the large-cap segment of the U.S. equities market but the broad U.S. market as well. Constituents of the S&P 500 must meet certain market capitalization, listing, liquidity and float requirements.
Other popular indices investors use to gauge the strength of the U.S. market include:
The Dow 30
NASDAQ 100
Russell 1000
Russell 2000 (Mid and Small Cap Stocks)
A full list of S&P companies organized by sector can be found below.
With over 1700 ETFs listed on major U.S. exchanges investors have access to an increasing number of investing choices. We have organized these ETFs by categories so our visitors can quickly access charts, information and know what ETFs exist in the areas in which they have interest.
Directly below are links to complete lists of ETFs that are currently listed on U.S. exchanges in the selected category. From these pages you can further access links to individual section pages and individual ETF pages. Alternatively, you can scroll down the page where all of the categories in the broad sections have links in which you can select to view relevant information on the chosen category.
Links to Complete Lists of ETFs Listed on U.S. Exchanges:
U.S. Stocks
Major U.S. Indices ETFs
Large, Mid, and Small-Cap ETFs
U.S. Dividend and Broad Market ETFs
U.S. Sector ETFs
Global Stocks
Emerging Market ETFs
Global Stocks ETFs
Global Regional ETFs
Global Sector ETFs
Individual Country ETFs
Fixed Income ETFs
Global Bond ETFs
U.S. Bond ETFs
Other ETF Categories
Commodity ETFs
Currency ETFs
Mixed Asset ETFs
Strategy ETFs
U.S. Broad Market and Dividend ETFs
Broad Market
U.S. Stocks (Broad Market)
Russell 3000
Dividends
U.S. Dividend Stocks
ETFs Focusing on Major U.S. Indices
List of ETFs Focusing on the Dow
List of ETFS Focusing on the Nasdaq
List of ETFS Focusing on the Russell 1000
List of ETFs Focusing on the S&P 500
List of ETFs Focusing on the Russell 3000
U.S. Sector ETFs
U.S. Sector Categories
U.S. Aerospace and Defense ETFs
U.S. Bank ETFs
U.S. Biotech ETFs
U.S. Business Development Companies (BDCs) ETFs
U.S. Capital Market ETFs
U.S. Clean Energy ETFs
U.S. Construction Industry
U.S. Consumer Discretionary ETFs
U.S. Consumer Staple ETFs
U.S. Energy ETFs
U.S. Environmental Services ETFs
U.S. Financial Sector ETFs
U.S. Sector Categories
U.S. Food and Beverage ETFs
U.S. Health Care ETFs
U.S. Insurance ETFs
U.S. Industrial ETFs
U.S. Infrastructure ETFs
U.S. Leisure and Entertainment Industry
U.S. Media ETFs
U.S. Mining ETFs
U.S. MLP ETFs
U.S. Material and Natural Resource ETFs
U.S. Natural Gas ETFs
U.S. Sector Categories
U.S. Networking ETFs
U.S. Oil and Gas ETFs
U.S. Pharmaceutical ETFs
U.S. Real Estate ETFs
U.S. Retail ETFs
U.S. Semiconductor ETFs
U.S. Steel Industry ETFs
U.S. Technology ETFs
U.S. Telecommunication ETFs
U.S. Transportation ETFs
U.S. Utility ETFs
Large, Mid, and Small-Cap ETFs Focusing on U.S. Stocks
Small-Cap ETFs
U.S. Small-Cap ETFs
Russell 2000 ETFs
Small-Cap Growth ETFs
Small-Cap Leveraged ETFs
Small-Cap Strategy ETFs
Small-Cap Short ETFs
Small-Cap Value ETFs
Micro-Cap ETFs
Mid-Cap ETFs
U.S. Mid-Cap ETFs
Mid-Cap Dividends ETFs
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Mid-Cap Leveraged ETFs
Mid-Cap Short ETFs
Mid-Cap Value ETFs
Mid and Small-Cap ETFs
Large-Cap ETFs
Mega-Cap ETFs
U.S. Large-Cap ETFs
Large-Cap Growth ETFs
Large-Cap Value ETFs
Large-Cap Strategy ETFs
Global Stock ETFs
EAFE ETFs
Global Dividend ETFs
Global Stock ETFs (U.S. Excluded)
Global Stock ETFs (U.S. Included)
Developed Markets ETFs (U.S. Excluded)
Developed Markets ETFs (U.S. Included)
Global Sector ETFs
Global Auto Industry
Global Agriculture Industry
Global Clean Energy Industry
Global Real Estate Companies
Global Metals and Mining Companies
Global Consumer Discretionary Sector
Global Consumer Staples Sector
Global Energy Sector
Global Financial Sector
Global Gaming Industry
Global Gold Mining Companies
Global Health Care Sector
Global Industrial Sector
Global Infrastructure Companies
Global Natural Resource Companies
Global MLPs
Global Silver Mining Companies
Global Shipping Companies
Global Technology Sector
Global Telecommunications Sector
Global Utilities Sector
Global Water Industry
World Country ETFs
ETF Individual Country Categories
Argentina
Australia
Austria
Belgium
Brazil
Canada
Chile
China
Columbia
Demark
Egypt
Finland
France
Germany
Greece
Hong Kong
ETF Individual Country Categories
India
Indonesia
Ireland
Israel
Italy
Japan
Malaysia
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Netherlands
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Nigeria
Norway
Peru
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ETF Individual Country Categories
Portugal
Qatar
Russia
Singapore
South Africa
South Korea
Spain
Sweden
Switzerland
Taiwan
Thailand
Turkey
United Arab Emirates
United Kingdom
Vietnam
Global Regional ETFs
Africa
Asia
BRIC Countries
BICK Countries
Eastern Europe
Europe
Latin America
Middle East
Nordic Region
Pacific
Emerging Market ETFs
Emerging Markets ETFs
Frontier Markets ETFs
Emerging Markets Dividends ETFs
Emerging Market Sector ETFs
Emerging Market Short ETFs
Emerging Market Small-Cap ETFs
Emerging Market Leveraged ETFs
Emerging Market Strategy ETFs
U.S. Fixed Income ETFs
U.S. Treasury Bonds
U.S. Treasury Bond ETFs
U.S. Treasury Bonds (Short) ETFs
U.S. Treasury Bonds (Leveraged) ETFs
U.S. Treasury Inflation-Protected Securities (TIPS) ETFs
U.S. Treasury Strategy ETFs
U.S. Corporate Bonds
U.S. Corporate High-Yield Bond ETFs
U.S. Corporate Bond ETFs
U.S. Short-Term Corporate Bond ETFs
U.S. Intermediate Corporate Bond ETFs
U.S. Long-Term Corporate Bond ETFs
U.S. Investment Grade Bond ETFss
U.S. Bonds
U.S. Bond ETFs
Floating Rate Bond ETFs
Government Bond ETFs
Mortgage Backed Security ETFs
Municipal Bond ETFs
Sector Bond ETFs
Senior Loan ETFs
Mixed Asset ETFs
U.S. Mixed Asset ETFs
World Mixed Asset ETFs
Commodity ETFs
Commodity ETFs
Agriculture ETFs
Aluminum ETFs
Copper ETFs
Biofuel ETFs
Carbon ETFs
Coal ETFs
Cocoa ETFs
Coffee ETFs
Corn ETFs
Cotton ETFs
Diesel Heating Oil ETFs
Energy ETFs
Futures ETFs
Gasoline ETFs
Gold ETFs
Grain ETFs
Industrial Metals ETFs
Lead ETFs
Livestock ETFs
Metals ETFs
Natural Gas ETFs
Nickle ETFs
Oil ETFs
Platinum ETFs
Precious Metal ETFs
Silver ETFs
Soft ETFs
Soybean ETFs
Sugar ETFs
Tin ETFs
Wheat ETFs
Strategy ETFs
Global Strategy ETFs
Global Dividend ETFs
Global Large-Cap ETFs
Global Mid and Small-Cap Stocks ETFs
ETFs Focusing on ADRs
Global Strategies ETFs
U.S. Strategy ETFs
Buywrite ETFs
CEF ETFs
U.S. Dividend ETFs
U.S. Growth ETFs
U.S. Preferred Stock ETFs
U.S. Value Stock ETFS
Volatility ETFs
U.S. Strategy ETFs
Currency ETFs
ETFs Focusing on World Currencies
ETFs Focusing on the Euro
List of ETFs Focusing on the U.S. Dollar
List of ETFs Focusing on the Yen
List of ETFs Focusing on Currency Futures and Strategies
List of ETFs Focusing on China Listed on U.S. Exchanges
China has a larger selection of ETFs listed on U.S. exchanges than any other country…and by a wide margin. Here are a few notes regarding these Chinese ETFs:
There are quite a few ETFs focusing on China A-shares which are companies that trade on the Shanghai and Shenzhen stock exchanges. When the ETF has A-shares, it is often included in the name of the ETF as it is quite a selling point as foreign investors cannot directly purchase these shares. It is very common for many of the broad-based ETFs to be weighted towards the financial sector. This is particularly true for large-cap focused ETFs as many of the largest Chinese companies are within this sector. We are starting to see a broad representation of sector ETFs focusing on China. In recent years, industry focused ETFs such as the KraneShares CSI China Internet ETF (KCNY), which is comprised of Chinese internet companies, have started to be created. This is a trend that will likely continue in the future. The small-cap ETFs include between 100 and 500 small-sized companies depending on the ETF. With regards to short and leveraged ETFs, all of the major daily target levels are represented: -1x, -2x, -3x, 2x and 3x. If the largest selection of individual country ETFs wasn’t enough, there are also several ETFs weighted towards China that you can find at the bottom of this list. Most of these ETFs are emerging market or regional Asian ETFs.
Select the link to view profiles, charts and news links for the selected ETF.
ETFs Focusing on China
CSOP FTSE China A50 ETF (AFTY) (Large-sized A share companies)
Deutsche X-trackers Harvest MSCI All China Equity ETF (CN) (Large and mid-sized Chinese companies)
Deutsche X-trackers Harvest CSI 300 China A-Shares ETF (ASHR) (The largest and most liquid Chinese companies in the Chinese A-share market)
First Trust China AlphaDEX ETF (FCA) (Chinese companies that meet specific fundamental criteria)
First Trust ISE Chindia Index Fund (FNI) (Companies from China and India that are listed on U.S. exchanges)
Guggenhiem China All-Cap Fund (YAO) (Companies based in mainland China)
iShares FTSE China ETF (FCHI) (Chinese companies listed on the Hong Kong stock exchange)
iShares FTSE China Large-Cap ETF (FXI) (Focused on large-cap Chinese companies)
iShares MSCI China ETF (MCHI) (Large and mid-sized Chinese companies)
KraneShares Bosera MSCI China A ETF (KBA) (Large and mid-sized Chinese companies listed on the Shanghai and Shenzhen Stock Exchanges)
KraneShares CSI New China ETF (KWEB) (Chinese companies that are part of China’s current Five Year Plan; Financial sector companies are excluded)
Market Vectors China A-Shares ETF (PEK) (Based upon the CSI 300 Index, a benchmark Chinese index)
PowerShares China A-Share Portfolio (CHNA) (SGX FTSE China A50 Futures Contract to provide exposure to the A-share market)
PowerShares Golden Dragon Halter USX China Portfolio (PGJ) (Chinese companies listed on U.S. exchanges)
SPDR S&P China ETF (GXC) (Chinese companies whose shares are available to foreign investors)
Dividend ETFs
WisdomTree China Dividend ex-Financials ETF (CSXE) (Dividend paying Chinese stocks; Financial sector is excluded)
Sector ETFs
Global X China Consumer ETF (CHIQ) (Weighted towards food, beverage & tobacco, retailing and automobile industries)
Global X China Energy Fund (CHIE) (Weighted towards oil & gas)
Global X China Financials ETF (CHIX) (Weighted towards banks)
Global X China Industrials ETF (CHII) (Weighted towards building & construction, machinery & equipment and transportation)
Global X China Materials ETF (CHIM) (Weighted towards metals & mining and chemicals)
Global X China Technology ETF (QQQC)
Guggenheim China Real Estate ETF (TAO) (Real estate development and management companies; REITs)
Guggenheim China Technology ETF (CQQQ)
KraneShares CSI China Internet ETF (KCNY) (Chinese internet companies)
Small-Cap ETFs
Deutsche X-Trackers Harvest CSI 500 China-A Shares Small Cap ETF (ASHS)
List of Publicly Traded Micro-Cap Pharmaceutical Companies Listed on Major U.S. Exchanges
This list includes very small-sized pharmaceutical companies with market capitalizations under 300 million dollars. In the world of investing these are referred to as micro-cap stocks. We update this page at the start of every month so it is possible that during the course of a month a company’s market cap might go above 300 million. We have also separated out companies with a market cap less than 50 million dollars and labeled them nano-cap when appropriate.
Additional pharmaceutical companies can be found in the following sections:
Large-Cap Pharmaceuticals
Mid-Cap Pharmaceuticals
Small-Cap Pharmaceuticals
Biopharmaceutical companies are generally not included in this list of companies and can be found in our Biotech section. In parentheses you will find a short description or examples of areas of focus listed for the company.
Select the company’s link to view profiles, charts, company website information or news links for the selected company.
Pharmaceuticals: Micro-Cap Stocks
Corium International, Inc. (CORI) (Hypertension; chronic pain; Crest Advanced Seal Whitestrips products which are marketed by Procter & Gamble)
Cumberland Pharmaceuticals Inc. (CPIX) (Acetaminophen poisoning; pain and fever; prescription laxative; hyponatremia; H. pylori and duodenal ulcer disease; kidney failure)
Innocoll AG (INNL) (Ireland: collagen-based products designed for local application or implanted within surgery sites)
Merus Labs International Inc. (MSLI) (Canada: current products have applications in anticoagulant, anti-infective, dry mouth/dry eye, urology and women’s health)
VTV Therapeutics Inc. (VTVT) (IPO in July 2015: Clinical stage pharmaceutical company: cancer, central nervous system disorders, diabetes and metabolic disorders, inflammation)
ADHD
Neos Therapeutics, Inc. (NEOS) (IPO in July 2015: Attention deficit hyperactivity disorder)
Aesthetics
Neothetics, Inc. (NEOT) (Therapeutics for the aesthetic market; fat reduction and body contouring)
Animal Health
Aratana Therapeutics, Inc. (PETX) (Pet therapeutics company)
Parnell Pharmaceuticals Holdings Ltd (PARN) (Australia: products for companion animals and production animals)
Anti-bodies: Nano-Cap Stocks
Immune Pharmaceuticals Inc. (IMNP) (Antibody therapeutics: inflammatory diseases and cancer)
Cancer
Oasmia Pharmaceutical AB (OASM) (IPO in October 2015, Sweden: Human and animal oncology)
Cancer: Nano-Cap Stocks
DARA Biosciences, Inc. (DARA) (Medicines to help cancer patients adhere to their therapy and manage side effects arising from their cancer treatments)
Central Nervous System
Cynapsus Therapeutics Inc. (CYNA) (Specialty pharmaceutical company, Canada: Parkinson’s disease)
Central Nervous System: Nano-Cap Stocks
Alexza Pharmaceuticals, Inc. (ALXA) (Treatment of central nervous system conditions)
Consumer Health: Nano-Cap Stocks
Biostar Pharmaceuticals, Inc. (BSPM) (China: manufacturer of pharmaceutical and health supplement products; over-the-counter medicine for chronic hepatitis B)
ProPhase Labs, Inc. (PRPH) (Over-the-counter cold remedy, consumer health products, natural base health products, supplements, cosmeceuticals)
Diabetes: Nano-Cap Stocks
Biodel Inc. (BIOD) (Endocrine disorders: diabetes and osteoporosis)
Echo Therapeutics, Inc. (ECTE) (Glucose monitoring system; specialty pharmaceuticals)
Drug Delivery
Antares Pharma, Inc. (ATRS) (Self-injection pharmaceutical products; topical gel-based products)
Intellipharmaceutics International Inc. (IPCI) (Canada: controlled-release and targeted-release oral solid dosage drugs)
Oramed Pharmaceuticals Inc. (ORMP) (Israel: platform for oral delivery of drugs)
Drug Delivery: Nano-Cap Stocks
Acura Pharmaceuticals, Inc. (ACUR) (Tamper-resistant products to combat medication abuse)
BioPharmX Corp. (BPMX) (IPO in June 2015: Drug delivery products with pharmaceutical and OTC applications)
SteadyMed Ltd (STDY) (IPO in March 2015: Specialty pharmaceutical company; pump delivery products for injectable drugs)
Zosano Pharma Corporation (ZSAN) (IPO in January 2015: Drug delivery: osteoporosis, hypoglycemia and migraine)
Eyes
Alimera Sciences, Inc. (ALIM) (Ophthalmic pharmaceuticals)
Ohr Pharmaceuticals, Inc. (OHRP) (Ocular diseases)
Eyes: Nano-Cap Stocks
Eyegate Pharmaceuticals, Inc. (EYEG) (Specialty pharmaceutical and drug delivery company: therapies and drug delivery technologies)
Fungal Infections
SCYNEXIS, Inc. (SCYX) (Serious and life-threatening invasive fungal infections)
Gastrointestinal: Nano-Cap Stocks
Evoke Pharma, Inc. (EVOK) (Drugs to treat gastrointestinal disorders and diseases)
Ritter Pharmaceuticals Inc. (RTTR) (IPO in June 2015: Specialty pharmaceutical company: gastrointestinal diseases)
Generics: Nano-Cap Stocks
Tianyin Pharmaceutical Co., Inc. (TPI) (China: modernized traditional Chinese medicines and branded generics)
Aquinox Pharmaceuticals, Inc. (AQXP) (Canada: Drug candidates to treat inflammation and cancer)
Kidney: Nano-Cap Stocks
NephroGenex, Inc. (NRX) (Diabetic kidney disease)
Pain
AcelRx Pharmaceuticals, Inc. (ACRX) (Therapies for the treatment of acute and breakthrough pain)
Aoxing Pharmaceutical Company, Inc. (AXN) (China: narcotics and pain management products)
Egalet Corporation (EGLT) (Medicines for patients with moderate to severe pain)
KemPharm Inc. (KMPH) (IPO in April 2015: Specialty pharmaceutical company: prodrugs that are designed to improve one or more attributes of currently approved drugs; pipeline includes pain, ADHD and CNS indications)
Pernix Therapeutics Holdings, Inc. (PTX) (Specialty, primary care and generic medicines; neurology and pain management)
Pozen, Inc. (POZN) (Aspirin therapies)
Recro Pharma, Inc. (REPH) (Non-opioid therapeutics for the treatment of acute post-operative pain)
Stocks in the Industrial Sector: Major U.S. Exchanges
Here is a little info on each of the sub-industries within this category to help you find trade setups or potential investments in areas that interest you.
Aerospace and Defense: These companies supply the aircraft, combat vehicles, communication systems, defense systems, drones, mission support services, missiles, naval systems, satellites and numerous other items used by both the commercial aviation and defense markets. Some of the largest companies in this section include:
Boeing Company (The) (BA)
General Dynamics Corporation (GD)
Honeywell International Inc. (HON)
Lockheed Martin Corporation (LMT)
Northrop Grumman Corporation (NOC)
Raytheon Company (RTN)
Rockwell Collins, Inc. (COL)
United Technologies (UTX)
Air Freight and Logistics: Large-cap companies in these sections include:
C.H. Robinson Worldwide, Inc. (CHRW)
Expeditors International of Washington, Inc. (EXPD)
Airlines: Large-cap companies in this section include:
Alaska Air Group, Inc. (ALK)
American Airlines Group, Inc. (AAL)
Delta Air Lines, Inc. (DAL)
JetBlue Airways Corporation (JBLU)
Southwest Airlines Company (LUV)
United Continental Holdings, Inc. (UAL)
Industrial Conglomerates: These companies are engaged in a number of different activities crossing not only the industrial sector but oftentimes other sectors as well. Some of the largest industrial companies by market cap can be found in this section including:
3M Company (MMM)
Danaher Corporation (DHR)
General Electric Company (GE)
Roper Technologies, Inc. (ROP)
Machinery: The companies in this section manufacture equipment, products, tools and provide services that are used in a wide range of markets. Some of the larger companies in this category include:
Caterpillar, Inc. (CAT)
Cummins Inc. (CMI)
Deere & Company (DE)
Illinois Tool Works Inc. (ITW)
Road and Rail: Included in this section are many large-cap railroads and trucking companies including:
CSX Corporation (CSX) (Railroad)
J.B. Hunt Transport Services, Inc. (JBHT) (Trucking)
Kansas City Southern (KSU) (Railroad)
Norfolk Southern Corporation (NSC) (Railroad)
Union Pacific Corporation (UNP) (Railroad)
Manufacturing
Batteries: The companies in this section manufacture batteries, battery related products and alternative charging systems. Most of the companies in this category are small-cap companies with a few exceptions including Johnson Controls (JCI) and Enersys (ENS).
Cable and Wire: These companies either manufacture or distribute electrical and mechanical wire and cable products.
Components, Materials and Parts: We have three categories fitting this description: industrial, electrical and metals.
Dispensing Equipment: Products can include adhesive dispensing systems, aerosol valves, dispensing pumps, dispensing closures and equipment used to spray fluid and powder materials.
Electrical Equipment: Includes manufacturers of electrical equipment with a wide range of uses. Larger companies include Emerson Electric Company (EMR), Eaton Corporation (ETN) and Rockwell Automation (ROK).
Engines, Generators and Motors: These companies manufacture products which can include diesel engines, electric motors, gasoline engines, industrial engines and natural gas engines.
Filtration Products: Examples of products manufactured by companies in this section include industrial filtration products, water filtration products and filters used in gas and liquid purification.
Fluid Handling: Products manufactured by these companies can include flow meters, level monitors, pipes, pumps, seals, temperature and pressure equipment and valves.
Food Service Equipment: There are a quite a few larger companies in this category including Carlisle Companies (CSL), Dover (DOV), Illinois Tool Works (ITW) and The Middleby Corporation (MIDD). Examples of their products can include catering, beverage dispensing, kitchen, food warming and refrigeration equipment.
Forestry Equipment: Examples of the forestry equipment manufactured include chain saws and related parts, log splitters, wood processing systems and replacement parts.
Heat Exchange and Transfer Equipment: Products manufactured by these companies include air-cooled heat exchangers, heat exchange coils, heat transfer equipment, plate heat exchangers and shell-and-tube heat exchangers.
Industrial Distributors: These companies distribute a wide range of products including fasteners, facility maintenance items, industrial and electronic components, metal products, parts, plastic products, power products, tools and wires and cables.
Industrial Gases: The companies in this section manufacture industrial gases which include carbon dioxide, helium, hydrogen, nitrogen and oxygen.
Magnets: Products manufactured in this category include industrial use magnetic materials, magnetically soft products and permanent magnets.
Manufacturing Services: This is a very large group of companies that provide either devices, equipment, products, software and/ or systems for manufacturing companies or manufacturing services which can include design, engineering and manufacturing.
Measurement and Testing: This section includes companies that create test, measurement and control products.
Safety Products: The companies in this section distribute or manufacture safety products which can include fall protection products, fire equipment, respiratory protection products and gas monitoring equipment.
Thermal Products: Includes companies that manufacture products that provide heart sources to pipes, thermal protection to temperature sensitive fluid applications and thermal insulation.
Valves and Flow Control Products: These companies manufacture valves, pumps and other flow control products used in industries such as chemicals, oil & gas, power generation and water resources.
Welding Equipment: These companies design, develop and manufacture welding equipment.
List of Publicly Traded Mid-Cap Software Companies Listed on Major U.S. Exchanges
This list is comprised of software companies with a market capitalization of less than ten billion dollars and more than two billion dollars. We update this list at the beginning of each month so it is possible that during the course of the month the stock will move above or below these levels.
Additional software companies can be located through the following links:
Large-Cap Software Companies
Small-Cap Software Companies
Micro-Cap Software Companies
Select the company’s link to view profiles, charts, company website information or news links for the selected company.
Mid-Cap Software Stocks
ServiceNow, Inc. (NOW) (Cloud-based service management solutions with applications in facilities, field service, finance, human resources, IT, legal and marketing)
Apps
Cheetah Mobile Inc. (CMCM) (Operates a platform that offers mobile and PC apps)
ANSYS, Inc. (ANSS) (Engineering simulation software)
Aspen Technology, Inc. (AZPN) (Provides software that is designed to optimize process manufacturing)
National Instruments Corporation (NATI) (Software and hardware platform; measurement and control systems used by engineers and scientists)
PTC Inc. (PTC) (Provides software and services for manufacturing organizations; products designed to optimize business functions)
Synopsys, Inc. (SNPS) (Software and hardware used in the creation of integrated circuits and electronics)
Enterprise Information Management
Open Text Corporation (OTEX) (Canada: software products and services: allow organizations to manage information and business content; Enterprise Information Management)
Financial Services Software and IT Services
Jack Henry & Associates, Inc. (JKHY) (Data processing systems and solutions for banks and credit union; specialized products and services to financial institutions)
SS&C Technologies Holdings, Inc. (SSNC) (Provides cloud-based services and software to the financial services industry)
Government and Nonprofit Technology and Services
Blackbaud, Inc. (BLKB) (Software and related services designed for nonprofit organizations)
Tyler Technologies, Inc. (TYL) (Integrated software and technology services developed for the public sector)
Insurance Software
Guidewire Software, Inc. (GWRE) (Builds software products for property and casualty insurers)
Solera Holdings, Inc. (SLH) (Risk and asset management software and services; primary markets include automotive and property)
Logistics and Supply Chain Software
Manhattan Associates, Inc. (MANH) (Software designed to manage supply chains, inventory and omni-channel operations)
Motor Vehicle Software and Internet
CDK Global, Inc. (CDK) (Information technology and digital marketing products and services for the automotive retail industry)
Mobileye N.V. (MBLY) (Creates software and technologies for camera-based Advanced Driver Assistance Systems)
Medical Software
Allscripts Healthcare Solutions, Inc. (MDRX) (Healthcare information technology: practice management and electronic health records; patient engagement and care coordination; data analytics)
athenahealth, Inc. (ATHN) (Cloud-based business services for medical practices and health systems; examples include clinical, patient, referral and revenue cycle management)
IMS Health Holdings, Inc. (IMS) (Healthcare information and technology services; cloud-based master data management platform)
Inovalon Holdings, Inc. (INOV) (Cloud-based data analytics and data-driven intervention platforms)
Networking
F5 Networks, Inc. (FFIV) (Software-defined application services)
Real Estate Software
Black Knight Financial Services, Inc. (BKFS) (IPO in May 2015: Mortgage data platform)
Ellie Mae, Inc. (ELLI) (Provides on-demand software and services for the residential mortgage industry)
Restaurant, Hospitality and Travel Software
Sabre Corporation (SABR) (Software, data, mobile and distribution products and services used by the travel and tourism industry; the company operates in two business segments: Travel Network and Airline and Hospitality Solutions)
Speech and Imaging
Nuance Communications, Inc. (NUAN) (Speech and imaging products for businesses and consumers)
Telecommunications and Broadcasting Software, Equipment and Services
Amdocs Limited (DOX) (Software and services used by the communications, entertainment and media industries)
Transaction Software
ACI Worldwide, Inc. (ACIW) (Software products and services focused on facilitating electronic payments)
Square, Inc. (SQ) (IPO in November 2015: Electronic payment products and services; Square Reader and Square Register App)
Video and Mobile Games
Momo Inc. (MOMO) (China: Mobile-based social networking platform, mobile games)
Take-Two Interactive Software, Inc. (TTWO) (Brands include BioShock, Borderlands, Grand Theft Auto, Midnight Club, NBA 2K, Sid Meier’s Civilization, WWE 2K franchise and XCOM)
Workplace and Work Management Software
DST Systems, Inc. (DST) (Software applications: information processing and servicing solutions in areas such as data management, business processing and customer communications)
Netsuite Inc. (N) (Cloud computing business management software suites)
The Ultimate Software Group, Inc. (ULTI) (Cloud-based human capital management (HCM) solutions: human resources, payroll, benefits management)
Real estate investment trusts (REITs) are popular among many investors due to the fact that REITs must pay out at least 90 percent of the company’s taxable income each year in the form of shareholder dividends. This requirement gets many dividend focused investors excited the first time they hear it. Equally exciting is the broad range of publicly traded REITS available today. With approximately 200 tradable REITs spread across 20 categories, there is plenty to choose from as you look for that next high-yielding investment.
A full list of publicly traded REITs can be found by scrolling down or you can access a list of the REITs in each category by the industry links on this page.
Apartment REITs: These companies own and/or operate multifamily communities with apartments being the most common property type of investment you will find in these companies’ portfolios. Examples of companies in this category include:
AvalonBay Communities, Inc. (AVB)
Equity Residential (EQR)
Essex Property Trust, Inc. (ESS)
Correctional Facility REITs: These companies own correction and detention facilities including jails and state and federal prisons.
Data Center REITs: These REITs own, develop, operate and/or manage data centers. Examples include:
Digital Realty Trust, Inc. (DLR)
Diversified REITs: It is very common for REITs to specialize in a specific field of real estate investing, such as the categories you see of this list. These diversified REITs have portfolios with significant assets in more than one primary real estate area. There are over 25 companies in this category with a nice blend of small, mid and large-cap companies to investigate. Examples of some of the larger companies include:
Duke Realty Corporation (DRE)
Vornado Realty Trust (VNO)
SL Green Realty Corporation (SLG)
Farmland REITs: The basic business model of the farmland REIT is acquiring farmland and leasing it out to farmers.
Government and Defense REITs: These companies lease properties to U.S. federal and state government agencies and/or defense contractors.
Health Care REITs: Examples of the properties these REITs invest in include assisted living facilities, hospitals, independent living facilities, medical offices and skilled nursing facilities. Examples of some of the larger companies include:
HCP, Inc. (HCP)
Ventas, Inc. (VTR)
Welltower, Inc. (HCN)
Hotels: Many of the hotels these REITs own and/or operate fall under well-known hotel brands including Doubletree, Embassy Suites, Fairmont, Holiday Inn, Hilton, Hyatt, Marriott, Sheraton, Starwood, Westin and Wyndham. Examples of companies in this section include Host Hotels & Resorts, Inc. (HST) and RLJ Lodging Trust (RLJ).
Addition non-REIT hotel companies can be found in our hotels and resorts section.
Industrial REITs: These companies own industrial properties such as bulk distribution warehouses and light industrial buildings. Examples of companies in this section include: DCT Industrial Trust Inc. (DCT) and ProLogis, Inc. (PLD).
Infrastructure REITs: A small, but wide ranging group of infrastructure REITs that own infrastructure assets in the areas of electrical utilities, oil & gas, transportation and renewable energy.
Life Science REITs: A small selection of companies that own build-to-suit campuses, laboratories and office space properties used by companies in the life science industry.
Mall REITs: The REITs in this category own malls including regional and super-regional malls. Many of the companies in this category are either mid or large-cap companies. Examples of companies in this section include:
General Growth Properties, Inc. (GGP)
Macerich Company (The) (MAC)
Simon Property Group, Inc. (SPG)
Manufactured Housing REITs: These REITS own and manage manufactured home, recreational vehicle and/or similar communities. Examples include Equity Lifestyle Properties, Inc. (ELS).
Mortgage REITs: These companies invest in a wide range of mortgage related securities and debt instruments. Examples of some of the larger REITs in this category include American Capital Agency Corp. (AGNC) and Starwood Property Trust, Inc. (STWD).
Office REITs: These REITs invest in office buildings that are used by a wide range of industries. The office category contains one of the larger selections of REITs with mid-cap companies comprising the majority of this list. Examples of companies in this section include:
Boston Properties, Inc. (BXP)
Kilroy Realty Corporation (KRC)
Liberty Property Trust (LPT)
Residential REITs: The companies in this section focus on single-family residential rental homes. Most of the REITs in this section are small or mid-cap companies.
Retail REITs: This section includes a list of companies that focus on freestanding retail properties. This page also includes a list of the mall and shopping center REITs. Examples include:
Federal Realty Investment Trust (FRT)
Realty Income Corporation (O)
Self-Storage REITs: These companies own and operate self-storage facilities. This section is comprised primarily of large and mid-cap companies. Examples include Extra Space Storage Inc. (EXR) and Public Storage (PSA).
Shopping Center REITs: These properties can include community shopping centers, grocery-anchored shopping centers, outlet centers and strip centers. There are quite a few REITs in this category including a mix of large, mid and small-cap companies. Examples of some of the larger companies include:
Brixmor Property Group Inc. (BRX)
DDR Corp. (DDR)
Kimco Realty Corporation (KIM)
Regency Centers Corporation (REG)
Student Housing REITs: These REITs own and manage on-campus and/or off-campus student housing properties. Examples include: American Campus Communities Inc. (ACC)
Timberland REITs: These REITs own and manage timberlands and most of the companies also are engaged in the creation of wood products through manufacturing facilities such as lumber mills and plywood mills.
List of Publicly Traded Small-Cap Software Companies Listed on Major U.S. Exchanges
This list is comprised of software companies with a market capitalization of less than two billion dollars and more than 300 million dollars. We update this list at the beginning of each month so it is possible that during the course of the month the stock will move above or below these levels.
Additional software companies can be located through the following links:
Large-Cap Software Companies
Mid-Cap Software Companies
Micro-Cap Software Companies
Select the company’s link to view profiles, charts, company website information or news links for the selected company.
Formula Systems (1985) Ltd. (FORTY) (Israel: software consulting services; develops proprietary software products; computer-based business solutions)
Progress Software Corporation (PRGS) (Broad portfolio of products)
Xunlei Limited (XNET) (China: internet platform, mobile acceleration software)
Advertising and Marketing
Callidus Software Inc. (CALD) (Cloud-based sales and marketing solutions)
HubSpot, Inc. (HUBS) (Inbound marketing and sales platform)
Marketo, Inc. (MKTO) (Marketing automation software)
Monotype Imaging Holdings Inc. (TYPE) (Branding: type and technology for creative applications and consumer devices; myfonts.com, fonts.com, fontshop.com, linotype.com and fontfont.com)
The Rubicon Project, Inc. (RUBI) (Automated advertising platform)
TubeMogul, Inc. (TUBE) (Enterprise software company: digital branding)
Apps
LogMein, Inc. (LOGM) (Cloud-based service offerings: downloadable mobile and web-based collaboration apps; professional helpdesk solutions; cloud-based platform for the Internet of Things)
Contact Center Software
Five9, Inc. (FIVN) (Provides cloud software for contact centers)
inContact, Inc. (SAAS) (Cloud contact center software)
Interactive Intelligence Group, Inc. (ININ) (On-site and cloud-based contact center software and services)
Customer Service
Zendesk, Inc. (ZEN) (Software-as-a-Service: customer service platform)
Cybersecurity Companies
AVG Technologies N.V. (AVG) (Online security company: cloud-based security and management platforms; consumer and small and medium businesses products)
CyberArk Software Ltd. (CYBR) (Israel, IT security: solutions that protect organization from cyber-attacks; privileged account security solutions)
Imperva, Inc. (IMPV) (Cyber-security products and services: cloud and on-premises products)
IntraLinks Holdings, Inc. (IL) (Software-as-a-service: products designed to secure enterprise content collaboration within and among organizations)
Proofpoint, Inc. (PFPT) (Software-as-a-service provider, cloud-based solutions: incident response, secure communications, social media security, threat protection)
Qualys, Inc. (QLYS) (Cloud security and compliance solutions: products to protect organization’s IT infrastructures and applications)
Rapid7 Inc. (RPD) (IPO in July 2015: Cybersecurity technologies; security data and analytics solutions)
VASCO Data Security International, Inc. (VDSI) (Authentication and digital signature products; security solutions designed to secure and manage access to digital assets and protect transactions)
Data and Analytics
Acxiom Corporation (ACXM) (Enterprise data, analytics and software-as-a-service company)
CommVault Systems, Inc. (CVLT) (Data and information management software; related services)
Hortonworks, Inc. (HDP) (Data management platform)
MicroStrategy Incorporated (MSTR) (Enterprise-ready analytics, mobile and security software platforms)
New Relic, Inc. (NEWR)(Enterprise software for software analytics)
PROS Holdings, Inc. (PRO) (Big data software company)
Tableau Software, Inc. (DATA) (Software products focused on data)
Varonis Systems, Inc. (VRNS) (Software platform: specialize in human-generated data)
Workiva Inc. (WK) (Cloud-based data platform)
Domain Names
Endurance International Group Holdings, Inc. (EIGI) (Cloud-based products and services for small and medium-sized businesses: domains, website builders, web hosting, email, etc.)
Education
Instructure Inc. (INST) (IPO in November 2015: Education and training software)
Engineering and Manufacturing
QAD Inc. (QADA) (Provides enterprise resource planning software to manufacturing companies)
Email Management
Mimecast Ltd. (MIME) (IPO in November 2015: Cloud-based email management services)
Entertainment
Rovi Corporation (ROVI) (Digital entertainment technology)
Financial Services
Envestnet, Inc. (ENV) (Technology platforms: provides wealth management software and services for financial advisors and financial institutions)
Q2 Holdings, Inc. (QTWO) (Provides cloud-based virtual banking solutions to regional and community financial institutions)
Hospitality
CVENT, Inc. (CVT) (Cloud-based enterprise event management platform designed to be used by event and meeting planners, hotels and venues)
The Descartes Systems Group Inc. (DSGX) (Canada, Software-as-a-service: global logistics services)
Medical Software
Castlight Health, Inc. (CSLT) (Cloud-based healthcare software for health care)
Computer Programs and Systems, Inc. (CPSI) (Electronic health record systems; business, consulting and managed IT services; target market includes rural and community hospitals)
Evolent Health, Inc. (EVH) (IPO in June 2015: Integrated healthcare payment and delivery platform)
HealthStream, Inc. (HSTM) (Software-as-a-service; workforce development, training & learning management, simulation-based training programs, performance assessment, credentialing, talent management)
Medidata Solutions, Inc. (MDSO) (Cloud-based solutions for clinical research in life sciences)
Omnicell, Inc. (OMCL) (Automation and business information products: Central pharmacy automation, business analytics, medication management systems, medical administration, medical supply management systems)
Quality Systems, Inc. (QSII) (Computer-based services: practice management, electronic health records, revenue cycle management, connectivity)
Veeva Systems Inc. (VEEV) (Cloud-based software solutions for pharmaceutical and other life sciences companies)
Online File Sharing
Box, Inc. (BOX) (IPO in January 2015: Online file sharing; cloud content management services)
Phone Systems
Ringcentral, Inc. (RNG) (Cloud-based phone systems for businesses)
Real Estate
AppFolio Inc. (APPF) (IPO in June 2015: Property management software)
RealPage, Inc. (RP) (Creates on-demand software for the rental housing industry)
Textura Corporation (TXTR) (Creates on-demand business collaboration software for the commercial construction industry)
Retail and Ecommerce
Demandware, Inc. (DWRE) (Cloud-based e-commerce software platform)
ScanSource, Inc. (SCSC) (Specialty technology products: point-of-sale, barcode, communications and physical security; applications in the retail industry and other commercial and industrial areas)
Shopify Inc. (SHOP) (IPO in May 2015: software for online stores and retail point-of-sale systems)
Security
Alarm.com Holdings, Inc. (ALRM) (IPO in June 2015: Home security software)
Software Development Services
Luxoft Holding, Inc. (LXFT) (Software development services, product engineering and testing, technology consulting: industries served include automotive and transport, energy, financial services, telecommunications and travel and aviation)
Telecommunications and Broadcasting
BroadSoft, Inc. (BSFT) (Software and services for the telecommunications industry; products enable providers to deliver hosted, cloud-based unified communications over IP networks)
CSG Systems International, Inc. (CSGS) (Communications services and solutions)
Synchronoss Technologies, Inc. (SNCR) (Cloud solutions and software-based activation for communication service providers: backup and sharing service procurement, connectivity management, content synchronization, provisioning, activation)
Television
TiVo Inc. (TIVO) (Television: consumer software and products)
Transaction Software
Bottomline Technologies, Inc. (EPAY) (Financial oriented operations; software-as-a-Service in addition to software designed to run at the customer’s place of business)
Utilities
Opower, Inc. (OPWR) (Provides cloud software to the utility industry)
Silver Spring Networks, Inc. (SSNI) (Networking platform and solutions provider for smart energy networks)
Video and Mobile Games
Changyou com Ltd. (CYOU) (China: Online games for PCs and mobile devices; MMOGs; 17173.com an information portal for game players in China)
Glu Mobile Inc. (GLUU) (Free-to-play games: Blood and Glory, Deer Hunter and Gun Bros)
iDreamSky Technology Ltd. (DSKY) (China: mobile games)
KongZhong Corporation (KZ) (China, online and mobile games: World of Tanks, World of Warplanes and World of Warships, Guild Wars 2 and Blitzkrieg 3)
Wellness
MINDBODY, Inc. (MB) (IPO in June 2015: Cloud-based business management software and payments platform designed for the wellness industry)
Workplace and Work Management
Benefitfocus, Inc. (BNFT) (Cloud-based benefits software solutions: benefits include core medical, dental, voluntary benefits, wellness programs)
Cornerstone OnDemand, Inc. (CSOD) (Management, training and recruitment software and services)
Paycom Software, Inc. (PAYC) (Software-as-a-service: cloud-based human resources and payroll services)
Paylocity Holding Corporation (PCTY) (Cloud-based payroll and human capital management software; target market is medium-sized organizations)